Nse - Nmf Ii Platform 4r4fe

National Stock Exchange

Preface

NATIONAL STOCK EXCHANGE

Access to NMF II

NATIONAL STOCK EXCHANGE

About NMF II  Browser based, portal based application  s hierarchy , sub-broker and EUIN mapping  s branch and sub-broker model  access and privilege to be decided by the member  Focus on digitization, multiple channels of payment  Cheque based transactions also through service centers  Currently 25 AMCs available on platform with 89% of the industry AUM  1050 IFAs / NDs participating on the platform. On boarding of others in progress NATIONAL STOCK EXCHANGE  20 K IIN created so far on platform

Operational Ease  Conventional Method vs. NMF II Platform Conventional

NMF II

Transaction Forms

AMC wise

Common

No. of Forms & Payment Cheques

AMC wise

Single Order Entry & Payment

Form Fill-up

Manual

Pre-printed Forms

Timestamp on Forms

Manual

Electronic

AMC Offices / RTAs

CAMS

By 3 PM

By 5 PM

Submission At Submission Timing

 One-time Investor Registration

 Pre-order validation on minimum investment and holding information NATIONAL STOCK EXCHANGE

Value Proposition  No DIRECT Plans  Incorporation of Investors’ Existing Portfolios, under Your ARN  Create multiple Sub-, Sub-Broker s  Investors also can have their separate s  Single Order Entry Screen & Single Payment  Multiple Modes of Payment  Demat & Non-Demat holding, for MF Units  Reduced Logistic Requirement with Nil Infrastructure Cost NATIONAL STOCK EXCHANGE

Proposed Facilities for Phase-II

 Risk Profiling, Portfolio Design, Asset Allocation Tools  Platform for Mobile Devices  APIs to integrate with the existing front / back offices  POA model to be integrated  Ease in set-up -interface with KRA for direct

Let’s have a Feel of

MFS***** ********* 3NX4E

Create Multiple Sub-s & Sub-brokers; Mapping Facility is also available

Logo Image of your choice; Portfolio Statements will carry the Logo

Bring Investors on this Platform; Unique Ref. No. Generation, which will be permanent for Platform; One time Activity;

IIN (Investor Identification No.)

Locate already created Customers; Through IIN No., Name, DOB

Combination wise IIN Creation 1) Tax Status 2) Holding Nature 3) PAN Numbers Examples a) Individual – Single b) Individual – AOS – Holding 1, 2, 3 c) Individual – t – Holding 1, 2, 3 d) Proprietorship Firm e) HUF

Provision for Micro-investment, for investors who don’t have PAN Card

Decide if you want to give Investor or Not a) Phone – No b) Online – c) All -

Combination wise IIN Creation 1) Tax Status 2) Holding Nature 3) PAN Numbers Examples a) Individual – Single b) Individual – AOS – Holding 1, 2, 3 c) Individual – t – Holding 1, 2, 3 d) Proprietorship Firm e) HUF

that we discussed about “Combination wise IIN Creation”..!!!

IINs Grouping Facility, to maintain a clubbed data of a Family

Select the IIN, which you want to make as Primary IIN

View Basic Details of Customers; Check IIN Active / Inactive Status; Print Packing List

Generate Portfolio Statements of Investors

AMC Names will be listed here, under which the investor has portfolio with

Portfolio Statement (Summary)

NMF – II Process Flow

Portfolio Statement (Detailed)

NMF – II Process Flow

Normal = Lumpsum Investmen t Systemati c = SIP Investmen t

Payment Mode a) Physical Mode b) Online Mode

Payment to be in favour of “National Securities Clearing Corporation Ltd”

Authorize

will be able to: 1) Edit Transaction Details entered 2) Authorize Transaction entered … by his Sub-s

For further Inquiries, Please – Bhuvnesh Sharma 9610680444 [email protected]

THANK YOU

hip Application  Only 4 pages of documents required  Enclose photocopy of PAN, ARN card, AMFI Certificate  Charges Involved One-time Processing Fees

Rs. 2,500/-

Waived off till Sep 30, 2015

1st Year Charges

Rs. 2,000/-

Waived off till Sep 30, 2015

Refundable Deposit (for Individual ARN)

Rs. 15,000/-

Cheque / NEFT

Refundable Deposit (for Corporate ARN)

Rs. 25,000/-

Cheque / NEFT

No. of Active AMCs Sr. No

AMC Name

Sr. No

AMC Name

1 AXIS ASSET MANAGEMENT COMPANY LIMITED

14 MIRAE ASSET GLOBAL INVESTMENTS (INDIA) PVT. LTD.

2 BIRLA SUN LIFE MUTUAL FUND

15 MOTILAL OSWAL ASSET MANAGEMENT COMPANY LIMITED

3 BNP PARIBAS MUTUAL FUND

16 PPFAS ASSET MANAGEMENT PVT. LTD.

4 DEUTSCHE ASSET MANAGEMENT (INDIA) PVT LTD.

17 PRAMERICA ASSET MANAGERS PRIVATE LIMITED

5 DSP BLACKROCK ASSET MANAGEMENT COMPANY

18 PRINCIPAL PNB AMC PVT. LTD.

6 EDELWEISS ASSET MANAGEMENT LIMITED

19

7 HDFC AMC LTD.

20 RELIANCE CAPITAL ASSET MANAGEMENT LTD.

8 ICICI PRUDENTIAL ASSET MANAGEMENT COMPANY LTD

21 RELIGARE INVESCO ASSET MANAGEMENT COMPANY

9 IDBI ASSET MANAGEMENT SERVICES LTD

22 SBI FUNDS MANAGEMENT PVT.LTD

QUANTUM ASSET MANAGEMENT COMPANY PRIVATE LIMITED

10 IDFC ASSET MANAGEMENT CO.PVT. LTD.

23 SUNDARAM BNP PARIBAS AMC LTD.

11 J P MORGAN MUTUAL FUND

24 TATA ASSET MANAGEMENT LTD.

12 KOTAK MAHINDRA AMC LTD.

25 UTI ASSET MANAGEMENT COMPANY LTD.

13 L&T INVESTMENT MANAGEMENT LIMITED

NAV Applicability Matrix

Cheque Deposit Order Entry Cut off Time at Applicable NAV- Subject to funds clearance in Scheme Subscriptio Cheque Time NMF Service NSCCL Pool and transfer to the AMC Type n Amount Criteria (T-day) Centers Scheme . (T-day) Non-Liquid Before 3 PM Any Bank 05.00 PM T Day 1. T Day- ( if funds are transferred and credited to Less than scheme s after 2 PM on T day and up to 2 Before 11.30 INR 2 lakh Liquid HDFC Bank 12.30 PM PM on T+1 day) AM 2. T-1 NAV ( if funds are transferred and credited to scheme s before 2 PM on T day) 1.  T+1 Day ( if funds are transferred and credited Before 11.30 to scheme s before 3 PM on T +1) Non Liquid HDFC Bank 12.30 PM AM 2. T Day ( if funds are transferred and credited to scheme s before 3 PM on T day) More than 1.T Day provided funds are transferred and INR 2 lakh credited to scheme s before 2 PM on T + 1 day Liquid Before 3 PM Non HDFC Bank 05.00 PM 2.T+1 Day provided funds are transferred and credited to scheme s after 2 PM on T + 1 day and before 2 pm on T+2 day More than T+1 Day if funds are transferred and credited to Non Liquid Before 3 PM Non HDFC Bank 05.00 PM INR 2 lakh scheme s before 3 PM on T+1