Komatsu 3u4428

KOMATSU FACT BOOK 2010

FACT BOOK 2010

Printed in Japan

Form No. AEN00002-05

HEFA100740

2-3-6 Akasaka, Minato-ku Tokyo 107-8414, Japan http://www.komatsu.com/ Corporate Communications Department TEL : 81-3-5561-2616 FAX : 81-3-3505-9662

Global Teamwork

Contents

• Ten-Year Summary

6

• Consolidated / Non-Consolidated

8

• Consolidated: Quarterly

12

• Manufacturing Operations of Construction, Mining and Utility Equipment, and Forest Machines

26

• Product Operations of Construction and Mining Equipment

32

• Manufacturing, Sales and Service Operations of Industrial Machinery and Others

33

Profile

2

Directors, Auditors and Officers

3

Stock and Shareholders

4

Cash Dividends and Ratings

5

Business Results

6

Capital Investment

14

Research and Development

15

Financial Statements

16

Products and Applications

19

Global Operations

26

Market Forces

34

Subsidiaries and s

36

Directory

49

Company History

50

Profile

Company Name

Net Sales (Fiscal year ended March 31, 2010) Consolidated: ¥ 1,431,564 million (US$ 15,393 million) * Non-Consolidated: ¥ 457,676 million (US$ 4,921 million) *

Komatsu Ltd.

Profile

2

Sales by Operation (Consolidated)

President and Chief Executive Officer Kunio Noji

Industrial Machinery and Others

11.4% ¥162,989 million

Established

Construction, Mining and Utility Equipment

May 13,1921

88.6% ¥1,268,575 million

Head Office 2-3-6, Akasaka, Minato-ku, Tokyo 107-8414, Japan

d Companies (As of March 31, 2010)

Main Businesses Manufacture and sale of construction and mining equipment, utility equipment (compact machines), forest machines, industrial machinery and others

The Komatsu Group consists of Komatsu Ltd. and 183 other companies. • Consolidated subsidiaries: 143 • Companies ed for by the equity method: 40

Number of Employees (As of March 31, 2010) Consolidated:

Common Stock Consolidated: Non-Consolidated:

¥67,870 million (US$730 million) * (In accordance with generally accepted ing principles in the United States of America.) ¥70,120 million (US$754 million) *

(Total number of employees of Komatsu Ltd. and the 143 consolidated subsidiaries)

Non-Consolidated: Number of Employees: Average Age: Average Years of Service:

38,518 8,142 38.2 15.3

Note: The Company observes compulsory retirement at age 60.

*U.S. dollar amounts are converted at the rate of ¥93 = US$1.00, the prevailing rate announced by the Federal Reserve Bank of New York on March 31, 2010.

[Reference] Fiscal Years

From: To:

April, 2000 March, 2001










Fiscal years Fiscal year ended Fiscal year ended Fiscal year ended Fiscal year ended Fiscal year ended Fiscal year ended Fiscal year ended Fiscal year ended Fiscal year ended Fiscal year ended ended March 31 March 31, 2001 March 31, 2002 March 31, 2003 March 31, 2004 March 31, 2005 March 31, 2006 March 31, 2007 March 31, 2008 March 31, 2009 March 31, 2010 Abbreviation

2001/3

2002/3

2003/3

2004/3

2005/3

2006/3

2007/3

2008/3

2009/3

2010/3

Directors, Auditors and Officers (As of July 1, 2010)

Executive Officers

Masahiro Sakane

Hiroyuki Horii

Chairman of the Board

Kunio Noji President and Chief Executive Officer

Yoshinori Komamura Executive Vice President President, Construction & Mining Equipment Marketing Division

Yasuo Suzuki Director and Senior Executive Officer President, Industrial Machinery Division

Kenji Kinoshita Director and Senior Executive Officer Chief Financial Officer Supervising Investor Relations

Masao Fuchigami Director and Senior Executive Officer Supervising Environment, Research, Design & Development and Quality Assurance

Tetsuji Ohashi Director and Senior Executive Officer President, Production Division Supervising Production and e-KOMATSU

Kensuke Hotta Outside Director Chairman and Representative Director, Greenhill & Co. Japan Ltd.

Noriaki Kano Outside Director Professor Emeritus, Tokyo University of Science

Kouichi Ikeda Outside Director Advisor, Asahi Breweries, Ltd.

Corporate Auditors Masaji Kitamura Standing Corporate Auditor

Kyoji Torii Standing Corporate Auditor

Makoto Okitsu Outside Corporate Auditor Advisor, Teijin Limited

Hiroyuki Kamano Outside Corporate Auditor Partner, Kamano Sogo Law Offices

Kunihiro Matsuo Outside Corporate Auditor Attorney at Law

Senior Executive Officer Vice President, Industrial Machinery Division President, Komatsu NTC Ltd.

Susumu Yamanaka Senior Executive Officer President, Defense Systems Division

Masakatsu Hioki Senior Executive Officer Supervising Compliance, Legal Affairs, Human Resources, Education and Safety & Health Care

Shinichiro Komiya Senior Executive Officer President, Japanese Domestic Marketing, Construction & Mining Equipment Marketing Division President, Komatsu Construction Equipment Sales and Service Japan Ltd.

Fusao Seki Senior Executive Officer General Manager, CSR Supervising Corporate Communications and General Affairs

Kazuhiko Iwata Senior Executive Officer President, Global Mining Business, Construction & Mining Equipment Marketing Division

Mikio Fujitsuka Senior Executive Officer General Manager, Corporate Planning President, Global Retail Finance Business Division Supervising Audits

Fujitoshi Takamura Senior Executive Officer President, Development Division

Ichiro Sasaki Executive Officer Awazu Plant Manager, Production Division

Noriyuki Sudo Executive Officer President, Rental and Used Equipment Business, Construction & Mining Equipment Marketing Division President, Komatsu Used Equipment Corp.

Yoshisada Takahashi Executive Officer Vice President, Production Division Osaka Plant Manager

Tadashi Okada Executive Officer Vice President, Industrial Machinery Division President, Komatsu Industries Corporation

Masahiro Uegaki Executive Officer President, Procurement Division

Kazunori Kuromoto Executive Officer President, ICT Business, Construction & Mining Equipment Marketing Division

Mitsuru Ueno Executive Officer President, Engines Business Division President, Industrial Power Alliance, Ltd.

Kikuo Ejima Executive Officer President, Research Division

Shuji Yamashita Executive Officer Oyama Plant Manager, Production Division President, Komatsu Cummins Engine Co., Ltd.

Masanao Mori Executive Officer General Manager, Human Resources

Ichiro Nakano Executive Officer General Manager, System Development Center, Development Division

Hidetaka Kita Executive Officer President, Product , Construction & Mining Equipment Marketing Division

Noboru Sato Executive Officer President, Overseas Marketing, Construction & Mining Equipment Marketing Division

Yuichi Iwamoto Executive Officer General Manager, Construction Equipment Technical Center 2, Development Division

Masayuki Moriyama Executive Officer General Manager, Construction Equipment Technical Center 1, Development Division

Hiroyuki Ogawa Executive Officer Ibaraki Plant Manager, Production Division

Yasuhiro Inagaki Executive Officer General Manager, Business Development General Manager, Legal

Representatives of Region Taizo Kayata Senior Executive Officer Representative of All China Operations

Nobukazu Kotake Senior Executive Officer Deputy Representative of All China Operations (Responsible for Development, Product Planning and Quality Assurance)

Tetsuro Kajiya Senior Executive Officer Deputy Representative of All China Operations (Responsible for Production and Procurement)

Koji Yamada Senior Executive Officer Representative of All India Operations

Nobuki Hasegawa Executive Officer Representative of All Indonesia Operations (Responsible for Development, Product Planning and Quality Assurance)

Masao Fujita Executive Officer Representative of All CIS Operations

3 Directors, Auditors and Officers

Board of Directors

Stock and Shareholders (As of March 31, 2010)

Stock Listings

Tokyo, Osaka

Stock Code

6301

Shares of Common Stock Issued and Outstanding 998,744,060 shares 100

Number of Shareholders

267,505

Shareholders

Stock and Shareholders

4

One Unit (tangen) of Shares

Corporate 3.9%

Securities 2.2%

Individual and other 25.0%

Financial 33.6%

1,928 shareholders 39,054,131 shares

192 shareholders 22,155,502 shares

214 shareholders 336,172,401 shares

264,315 shareholders 250,172,861 shares

Foreign 35.1%

856 shareholders 351,189,165 shares Note: F ractions of percentages falling at the second and lower decimal places are omitted.

Stock Prices on the Tokyo Stock Exchange Yen High

High

4,500

Opening

Closing

Closing

Opening

4,000

Low

3,500

Black: opening price > closing price

3,000

Low

White: closing price > opening price

2,500 2,000 1,500 1,000 500 0 2006/3

2007/3

2008/3

2009/3

2010/3

High (yen)

2,255

2,870

4,090

3,440

2,099

Low (yen)

715

1,857

2,175

702

1,090

Average Daily Volume of Stock Traded, by Month

Million shares

25 20 15 10 5 0 2006/3

2007/3

2008/3

2009/3

2010/3

Cash Dividends and Ratings Cash Dividends Basic Policy Komatsu is building a sound financial position and flexible and agile corporate strengths to increase its

corporate value. Concerning cash dividends to shareholders, the Company maintains the policy of redistributing profits by considering consolidated business results and continuing stable dividends. Specifically, the Company has set the goal of a consolidated payout ratio of 20% or higher, and maintains the policy of not decreasing dividends, as long as the consolidated payout ratio does not sur 40%.

Annual Cash Dividends

Yen

50 40 30 20 10 0 2006/3

Interim Year-end

2008/3

2009/3

2010/3

13

20

22

8

10

18

22

18

8

18

31

42

40

16

15.6%

18.7%

20.0%

50.0%

46.1%

Total Payout ratio (consolidated)

2007/3 8

Note: Regarding FY2008 ended March 31, 2009, the consolidated payout ratio is 40%, not factoring in expenses incurred for structural reforms (JPY32.3 billion at operating income, JPY 19.6 billion at net income attributable to Komatsu Ltd.). Regarding FY2009 ended March 31, 2010, the consolidated payout ratio is 38%, not factoring in expenses incurred for structural reforms (JPY12.0 billion at operating income, JPY7.3 billion at net income attributable to Komatsu Ltd.).

Ratings

(As of March 31, 2010)

2006/3

2007/3

2008/3

2009/3

Moody’s

A2

R& I

A

A+

AA-

S&P

BBB+

A-

A

2010/3

R&I: Rating and Investment Information, Inc. S&P: Standard & Poor’s

Cash Dividends and Ratings

5

Ten-Year Summary

* U.S. dollar amounts are converted and rounded off only for reference at a rate of ¥93 = US$1.00, the prevailing rate announced by the Federal Reserve Bank of New York on March 31, 2010.

Consolidated [U.S. GAAP]

■Sales and Profits

Net sales Cost of sales Segment profit (loss) Segment profit (loss) ratio (%) Operating income Operating income ratio (%) Income (loss) before income taxes and equity in earning of d companies Net income (loss) attributable to Komatsu Ltd.

2001/3

2002/3

2003/3

¥1,096,369 804,700 27,815 2.5 — —

¥1,035,891 792,748 (13,221) (1.3) — —

¥1,027,290 770,515 28,813 2.8 23,972 2.3

20,064 6,913

(106,724) (80,621)

9,853 3,009

Notes: 1. Concerning the figures for the fiscal year ended March 31, 2002 and earlier, Komatsu Electronic Metals Co., Ltd. and its subsidiaries and the outdoor power equipment (OPE) of Komatsu Zenoah Co. and its subsidiaries engaging in the OPE business were not reclassified as discontinued operations resulting from the sale thereof. 2. “ Net income attributable to Komatsu Ltd.” is equivalent to “Net income” for the fiscal year ended March 31, 2009 and preceding fiscal years.

■Balance Sheets

Ten-Year Summary

6

Total assets Working capital Property, plant and equipment Shareholders' equity Shareholders' equity ratio (%) Net interest-bearing debt Net debt-to-equity ratio (times)

1,403,195 135,990 438,795 474,257 33.8 427,616 0.90

1,340,282 100,564 405,301 395,143 29.5 430,429 1.09

1,306,354 175,764 400,087 395,366 30.3 448,326 1.13

1.4 1.4

(7.8) (18.5)

0.7 0.8

Note: Net interest-bearing debt = interest-bearing debt - cash and cash equivalents - time deposits

■ROA (Return on Assets) and ■ROE (Return on Equity)

ROA (%) ROE (%)

Note: C oncerning ROA for the fiscal year ended March 31, 2002 and earlier, Komatsu Electronic Metals Co., Ltd. and its subsidiaries and the outdoor power equipment (OPE) of Komatsu Zenoah Co. and its subsidiaries engaging in the OPE business were not reclassified as discontinued operations resulting from the sale thereof.

■Cash Flows

Net cash provided by operating activities Net cash used in investing activities Net cash provided by (used in) financing activities Cash and cash equivalents, end of year

69,976 (35,142) (75,863) 39,760

60,321 (16,933) (40,455) 45,392

48,257 (36,018) 18,846 76,152

■Capital Investment and Research ■and Development Expenses

Capital investment Depreciation and amortization Research and development expenses

79,310 59,675 45,282

74,468 54,239 44,083

70,473 62,947 39,027

Note: C oncerning the figures for the fiscal year ended March 31, 2005 and earlier, Komatsu Electronic Metals Co., Ltd. and its subsidiaries and the outdoor power equipment (OPE) of Komatsu Zenoah Co. and its subsidiaries engaging in the OPE business were not reclassified as discontinued operations resulting from the sale thereof.

■Per-Share Data (yen)

Net income (loss) attributable to Komatsu Ltd. per share Shareholders' equity per share

■Number of Employees ■Exchange Rate to the U.S. dollar (yen) At fiscal period-end * per the Federal Reserve Bank of New York

Average for the fiscal year

7.24 497.12

(84.46) 414.02

3.09 398.34

32,002

30,760

30,666

126 112

133 126

118 121

¥ 430,270 11,281 7,222 7.52

¥ 382,908 3,794 (41,828) (43.81)

¥ 376,912 12,634 3,486 3.50

6.00

6.00

6.00

Non-Consolidated ■Sales and Profits

Net sales Ordinary income (loss) Net income (loss) Net income (loss) per share (yen)

■Cash Dividends (yen)

Cash dividends per share

Ten-Year Summary

Millions of yen except Millions of U.S. dollars* per share amounts per share amounts

2005/3

2006/3

2007/3

2008/3

2009/3

2010/3

¥1,127,300 830,897 60,834 5.4 29,870 2.6

¥1,356,071 1,009,859 94,201 6.9 95,862 7.1

¥1,612,140 1,185,240 164,501 10.2 163,428 10.1

¥1,893,343 1,356,511 249,746 13.2 244,741 12.9

¥2,243,023 1,590,963 334,586 14.9 332,850 14.8

¥2,021,743 1,510,408 188,658 9.3 151,948 7.5

¥1,431,564 1,101,559 80,719 5.6 67,035 4.7

$15,393 11,845 868 — 721 —

22,503 26,963

91,869 59,010

155,779 114,290

236,491 164,638

322,210 208,793

128,782 78,797

64,979 33,559

699 361

1,348,645 191,680 367,361 425,507 31.6 388,598 0.91

1,449,068 172,998 366,660 477,144 32.9 334,729 0.70

1,652,125 259,058 400,667 622,997 37.7 307,862 0.49

1,843,982 358,565 388,393 776,717 42.1 256,821 0.33

2,105,146 412,145 491,146 887,126 42.1 349,988 0.39

1,969,059 370,952 525,462 814,941 41.4 509,248 0.62

1,959,055 398,375 525,100 833,975 42.6 502,818 0.60

21,065 4,284 5,646 8,967 — 5,407 —

1.7 6.6

6.6 13.1

10.0 20.8

13.5 23.5

16.3 25.1

6.3 9.3

3.3 4.1

— —

117,290 (40,931) (78,971) 71,406

121,369 (37,731) (57,835) 97,510

136,107 (81,792) (83,460) 69,997

162,124 (99,620) (41,389) 92,199

160,985 (128,182) (17,422) 102,010

78,775 (145,368) 57,219 90,563

182,161 (72,967) (116,363) 82,429

1,959 (785) (1,251) 886

78,049 62,220 42,602

89,019 60,611 46,448

113,934 51,737 44,560

129,680 59,765 46,306

145,730 69,141 49,673

162,512 84,630 53,736

96,191 81,582 46,449

1,034 877 500

27.17 428.73

59.51 481.27

115.13 626.98

165.70 781.57

209.87 891.49

79.95 842.04

34.67 861.51

37.28¢ 926.35¢

31,635

33,008

34,597

33,863

39,267

39,855

38,518

—

104 113

107 107

117 114

118 117

100 114

99 101

93 93

— —

Millions of yen except per share amounts

Millions of U.S. dollars* per share amounts

¥ 418,686 19,942 10,588 10.50

¥ 523,592 33,417 17,042 16.91

¥ 627,319 60,662 32,635 32.53

¥ 758,529 98,149 82,843 83.34

¥ 926,731 135,500 96,832 97.28

¥ 787,028 40,034 9,317 9.45

¥ 457,676 (1,120) 2,378 2.46

$ 4,921 (12) 26 2.65¢

7.00

11.00

18.00

31.00

42.00

40.00

16.00

17.20¢

7 Ten-Year Summary

2004/3

Financial Highlights (Consolidated) Net sales*

Segment profit* and segment profit ratio*

Billions of yen 2,500

Billions of yen 350

% 15

2,000

280

12

1,500

210

9

1,000

140

6

500

70

3

0

1,612.1

Net sales*

2007/3

1,893.3

2008/3

2,243.0

2009/3

2010/3

2,021.7

2006/3

1,431.5

Segment profit* Segment profit ratio*

Financial Highlights (Consolidated)

2007/3

2008/3

2009/3

2010/3

164.5

249.7

334.5

188.6

80.7

10.2

13.2

14.9

9.3

5.6

Income before income taxes and equity in earnings of d companies* and ROA*

8

Operating income* and operating income ratio* Billions of yen 350

% 15

Billions of yen 350

% 20

280

12

280

16

210

9

210

12

140

6

140

8

70

3

70

4

0

0

0 2006/3

Operating income* Operating income ratio*

2007/3

2008/3

2009/3

2010/3

163.4

244.7

332.8

151.9

67.0

10.1

12.9

14.8

7.5

4.7

Income before income taxes and equity in earnings of d companies* ROA*

% 30

Yen 250

200

24

200

150

18

150

100

12

100

50

6

50

0

0

0 Net income attributable to Komatsu Ltd.

2007/3

2008/3

2009/3

2007/3

2008/3

2009/3

2010/3

155.7

236.4

322.2

128.7

64.9

10.0

13.5

16.3

6.3

3.3

Net income attributable to Komatsu Ltd. per share

Billions of yen 250

2006/3

0 2006/3

Net income attributable to Komatsu Ltd. and ROE

ROE

0

0 2006/3

2010/3

114.2

164.6

208.7

78.7

33.5

20.8

23.5

25.1

9.3

4.1

2006/3

Net income attributable to Komatsu Ltd. per share

115.13

2007/3

165.70

2008/3

209.87

2009/3

79.95

2010/3

34.67

Notes 1. * In accordance with Statement of Financial ing Standards No.144, "ing for the Impairment or Disposal of Long-Lived Assets," the consolidated statement of income have been retrospectively reclassified as for the discontinued operations from FY2006, ended March 31, 2007. 2. “Net income attributable to Komatsu Ltd.” is equivalent to “Net income” for the fiscal year ended March 31, 2009 and preceding fiscal years.


Total assets

Shareholders’ equity and shareholders’ equity ratio



% 50

2,000

800

40

1,500

600

30

1,000

400

20

500

200

10

0

1,652.1

Total assets

0

0 2006/3

2007/3

1,843.9

2008/3

2,105.1

2009/3

1,969.0

2010/3

1,959.0

2006/3

Shareholders’ equity Shareholders’ equity ratio

2007/3

2008/3

2009/3

2010/3

622.9

776.7

887.1

814.9

833.9

37.7

42.1

42.1

41.4

42.6

9

Net debt-to-equity ratio

Billions of yen 600

Times 0.80

480

0.64

360

0.48

240

0.32

120

0.16 0

0 2006/3

Net interest-bearing debt

307.8

2007/3

256.8

2008/3

349.9

2009/3

509.2

502.8

Shareholders’ equity per share Yen 1,000 800 600 400 200 0 2006/3

626.98

2007/3

781.57

2008/3

891.49

2009/3

842.04

2006/3

2010/3

Note: N et interest-bearing debt = interest-bearing debt - cash and cash equivalents - time deposits

Shareholders’ equity per share


Net interest-bearing debt

2010/3

861.51

Net debt-to-equity ratio

0.49

2007/3

0.33

2008/3

0.39

2009/3

0.62

2010/3

0.60

Note: N et debt-to-equity ratio = (interest-bearing debt - cash and cash equivalents - time deposits)/shareholders' equity

Financial Highlights (Consolidated) Sales by operation (to outside customers)

Sales by region (to outside customers)



2,000

2,000

1,500

1,500

1,000

1,000

500

500 0

0 2007/3

Construction, mining and utility equipment Industrial machinery and others

2008/3

2009/3

2007/3

2010/3

1,711.2

2,048.7

1,744.7

1,268.5

182.0

194.3

277.0

162.9


2010/3

505.1

452.1

323.8

Americas

537.8

541.1

503.4

323.9

Europe and CIS

324.0

427.6

284.0

127.3

China

129.4

189.9

236.2

270.8

Asia and Oceania

252.7

348.4

335.5

299.8

Middle East and Africa

162.1

230.6

210.2

85.6

Segment profit


Billions of yen 350

2,000

280

1,500

210

1,000

140

500

70

0

2009/3

487.1

10

Sales of construction, mining and utility equipment by region (to outside customers)

2008/3

Japan

0 2007/3

2008/3

2009/3

2010/3

2007/3

Japan

367.0

370.7

309.8

228.5

Americas

510.0

510.5

462.4

306.1

Europe and CIS

320.8

427.0

273.2

122.0

China

112.5

181.4

179.2

244.5

Asia and Oceania

238.8

328.7

309.7

281.8


161.8

230.1

210.2

85.5

Segment profit ratio


2008/3

2009/3

2010/3

232.6

317.8

180.4

83.0

20.3

19.9

12.8

2.9

Consolidated companies including Komatsu Ltd. and employees

% 20

Employees 40,000

Companies 200

16

32,000

160

12

24,000

120

8

16,000

80

4

8,000

40

0 Construction, mining and utility equipment Industrial machinery and others

0

0 2007/3

2008/3

2009/3

2006/3

2010/3

13.5

15.5

10.3

6.5

10.0

9.2

4.2

1.7

Number of employees Number of consolidated companies including Komatsu Ltd.

2007/3

2008/3

2009/3

2010/3

34,597

33,863

39,267

39,855

38,518

158

146

166

165

144

Note: S tarting in the fiscal year ended March 31, 2009, Komatsu changed its business segments, and thus some figures of sales by operation and segment information for the fiscal years, ended March 31, 2008 and 2007, are presented after reclassifying according to the new segmentation.

Financial Highlights (Non-Consolidated) Net sales

Ordinary income (loss)


Billions of yen 160

800

120

600

80

400

40

200

0

0

-40 2006/3

627.3

Net sales

2007/3

758.5

2008/3

926.7

2009/3

787.0

2006/3

2010/3

457.6

60.6

Ordinary income (loss)

2007/3

98.1

2008/3

135.5

2009/3

40.0

2010/3

(1.1)

Net income

Net income per share

Billions of yen 100

Yen 100

80

80

60

60

40

40

20

20

0

0 2006/3

Net income

32.6

2007/3

82.8

2008/3

96.8

2009/3

9.3

2010/3

2.3

2006/3

Net income per share

32.53

2007/3

83.34

2008/3

97.28

2009/3

9.45

2010/3

2.46

Financial Highlights (Non-Consolidated)

11

Financial Highlights (Consolidated: Quarterly) Sales by operation (to outside customers) Billions of yen 625 500 375 250 125 0 2007/3


Financial Highlights (Consolidated: Quarterly)

12

2008/3

2009/3

2010/3

1Q

2Q

3Q

4Q

1Q

2Q

3Q

4Q

1Q

2Q

3Q

4Q

1Q

2Q

3Q

4Q

398.4

409.6

416.8

486.3

501.8

487.6

500.4

558.7

534.0

516.1

378.4

316.0

284.6

284.9

316.8

382.0

30.9

49.3

34.2

67.5

39.0

51.4

48.5

55.2

72.7

88.3

52.9

62.9

35.7

40.6

41.0

45.5

Sales by region (to outside customers) Billions of yen 625 500 375 250 125 0 2007/3

2008/3

2009/3

2010/3

1Q

2Q

3Q

4Q

1Q

2Q

3Q

4Q

1Q

2Q

3Q

4Q

Japan

103.0

121.8

120.3

141.8

108.7

125.7

135.5

135.2

106.5

128.4

112.3

104.8

68.7

81.9

87.3

85.7

Americas

139.5

133.6

125.6

138.9

143.3

134.5

121.9

141.2

147.6

153.3

109.9

92.5

80.3

71.9

80.4

91.2

Europe and CIS

66.4

74.0

78.2

105.3

110.2

102.8

104.5

110.0

108.8

91.6

48.8

34.6

36.0

26.1

30.6

34.5

China

31.9

23.3

25.9

48.1

47.3

34.0

44.0

64.4

80.4

54.1

36.0

65.5

59.4

58.3

60.8

92.2

Asia and Oceania

53.6

66.9

62.9

69.1

82.2

81.3

92.6

92.1

105.5

104.5

69.5

55.9

57.6

66.1

78.0

98.0


34.8

39.1

37.7

50.3

48.9

60.5

50.2

70.7

57.7

72.3

54.6

25.4

18.1

20.9

20.7

25.7

1Q

2Q

3Q

4Q

Sales of construction, mining and utility equipment by region (to outside customers) Billions of yen 600 480 360 240 120 0 2007/3

1Q Japan

2Q

2008/3

3Q

4Q

1Q

2Q

2009/3

3Q

4Q

1Q

2Q

2010/3

3Q

4Q

1Q

2Q

3Q

4Q

83.3

91.0

97.1

95.5

83.4

89.2

100.8

97.2

80.0

81.3

84.4

64.1

51.7

54.7

60.6

61.3

134.2

125.3

119.4

131.0

134.6

125.7

115.7

134.4

130.8

139.1

103.0

89.3

72.8

70.4

76.2

86.5

Europe and CIS

66.3

73.2

77.9

103.2

110.0

102.5

104.5

109.9

107.9

84.8

47.1

33.3

32.0

26.7

30.1

33.0

China

28.2

20.3

23.9

40.0

45.6

31.9

41.3

62.5

62.4

39.1

23.9

53.6

55.4

49.0

55.5

84.4

Asia and Oceania

51.4

60.6

60.5

66.2

79.1

77.6

87.8

84.1

95.0

99.3

65.1

50.1

54.3

62.9

73.5

91.0


34.8

39.0

37.7

50.2

48.9

60.5

50.1

70.5

57.7

72.3

54.6

25.4

18.1

20.8

20.7

25.7

Americas



Segment profit (loss) and segment profit (loss) ratio Billions of yen 100

% 20

75

15

50

10

25

5

0

0

-25

-5 2007/3

2Q

3Q

4Q

1Q

2Q

2009/3

3Q

4Q

1Q

2Q

2010/3

3Q

4Q

1Q

2Q

3Q

4Q

Segment profit (loss)

53.4

59.8

58.1

78.3

81.4

80.3

78.7

94.0

81.6

77.7

41.5

(12.3)

8.4

12.9

20.8

38.5

Segment profit (loss) ratio

12.4

13.0

12.9

14.1

15.1

14.9

14.3

15.3

13.5

12.9

9.6

(3.2)

2.6

4.0

5.8

9.0

Segment profit (loss)

13

Billions of yen 100 75 50 25 0 -25 2007/3

1Q Construction, mining and utility equipment Industrial machinery and others

2Q

2008/3

3Q

4Q

1Q

2Q

2009/3

3Q

4Q

1Q

2Q

2010/3

3Q

4Q

1Q

2Q

3Q

4Q

51.7

55.5

54.9

70.4

78.2

74.5

74.7

90.3

78.3

70.3

39.3

(7.6)

7.4

13.3

23.3

38.9

2.0

5.8

4.0

8.4

3.8

6.4

4.9

4.7

4.7

9.1

2.3

(3.4)

2.8

0.7

(1.3)

0.7

Segment profit (loss) ratio % 20 15 10 5 0 -5 2007/3

1Q Construction, mining and utility equipment Industrial machinery and others

2Q

2008/3

3Q

4Q

1Q

2Q

2009/3

3Q

4Q

1Q

2Q

2010/3

3Q

4Q

1Q

2Q

3Q

4Q

12.9

13.5

13.1

14.5

15.6

15.2

14.9

16.1

14.6

13.6

10.4

(2.4)

2.6

4.7

7.4

10.2

5.8

10.3

10.2

11.7

8.7

11.4

9.2

7.5

6.1

9.6

4.0

(4.8)

7.2

1.8

(3.2)

1.5



1Q

2008/3

Capital Investment Capital investment and depreciation and amortization Billions of yen 175 140 105 70 35 0 2007/3

2008/3

10.5

4.5

9.7

3.2

Total

129.6

145.7

162.5

96.1

59.7

69.1

84.6

81.5

141.1

Investments in production facilities and others

Capital Investment

Note: S tarting in the fiscal year ended March 31, 2009, Komatsu changed its business segments, and thus some figures for the fiscal years, ended March 31, 2008 and 2007, are presented after reclassifying according to the new segmentation.

2010/3

119.1

Depreciation and amortization

14

2009/3


152.8

92.9

Investments in rental assets

Billions of yen 175

Billions of yen 175

140

140

105

105

70

70

35

35

0

0 2007/3

2008/3

2009/3

2010/3

2007/3


75.8

85.9

101.5

61.0

9.6

3.7

8.6

2.8

Total

85.4

89.6

110.1

63.8

2008/3

2009/3

2010/3


43.2

55.3

51.3

0.9

0.8

1.1

0.3

Total

44.1

56.1

52.4

32.3

31.9

Research and Development Policy and Organization Komatsu is actively engaged in research and development activities for new technologies, new products and new services consistent with its commitment to provide “Quality and Reliability.” Komatsu’s research and development activities are conducted by various groups within Komatsu. With respect to the Construction, Mining and Utility Equipment operating segment, the Research Division and the Development Division as well as development centers that focus on construction, mining and utility equipment are involved in research and development activities. The Industrial Machinery Division and the technology departments of Komatsu’s subsidiaries and s are responsible for research and development activities relating to the Industrial Machinery and Others operating segment.

R&D expenses and their ratio to sales amount Billions of yen 55

% 3.5

44

2.8

33

2.1

22

1.4

11

0.7 0.0 2007/3

2008/3

2009/3

2010/3


39.7

44.0

47.0

40.3

6.5

5.6

6.7

6.0

Percentage of net sales

2.4

2.2

2.7

3.2

Note: S tarting in the fiscal year ended March 31, 2009, Komatsu changed its business segments, and thus some figures for the fiscal years, ended March 31, 2008 and 2007, are presented after reclassifying according to the new segmentation.

Approaches Construction, Mining and Utility Equipment In order to develop construction, mining and utility equipment that can be used in various parts of the world, Komatsu has established research and development centers in Japan and overseas and has encouraged t research and development programs as well as personnel exchanges. With the goal of assisting its customers improve their productivity, Komatsu’s medium- and long-term research and development objectives are as follows. < To make advancements in the use of information and communication technology (ICT) > Komatsu has been engaged in the research and development of ICT, (which enables remote management of equipment by obtaining information regarding machine locations, operating conditions and vehicle health, via state-of-the-art GPS, remote sensing and telecommunication technologies), control technology and artificial intelligence. Equipment with control systems and management systems using these technologies has been rapidly penetrating the construction and mining equipment market. Komatsu is striving to achieve the complete automation of its equipment. Komatsu has made advances in ICT construction to the next stage from the perspective of the customer. < To increase the environmental friendliness of its products > Komatsu has made advances in research and development relating to energy conservation, component recycling and reuse, and the evaluation of environmental impact through lifecycle assessment techniques based on the belief that it is possible to reduce environmental impact while achieving economic efficiency. In particular, in recent years, Komatsu’s first priority in research and development has been to develop technology to reduce fuel consumption by its machines, which leads to both CO2 emission reduction and economic benefits to customers. Komatsu introduced the world's first hybrid hydraulic excavator on the Japanese market and then the Chinese market. Komatsu is also making preparations for its diesel-engine machines to meet the stringent clean-air standards phased in by Japan, the US and the EU starting in 2011. Komatsu is continuously seeking to develop new technology for cleaner exhaust gas to meet stricter emissions standards that are to become effective in the future. In addition, Komatsu has worked to improve the working conditions for machine operators by improving safety measures and reducing noise and vibration levels of its machines. In the business of forklift trucks, Komatsu Utility Co., Ltd. has introduced 2-and 3-ton series of diesel engine models on the Japanese and overseas markets.

Industrial Machinery and Others In the field of large presses, Komatsu has focused on developing functional enhancements of AC Servo press in response to the customers’ growing need for production cost reduction. With respect to sheet-metal machines, Komatsu Industries Corporation developed 100Kw plasma power source having the world's best output, and has released the large TWISTER type TFPL-Blade, capable of high-speed high precision cutting of mild steel up to 50mm thickness. With respect to small AC Servo presses, sheet-metal machines, laser cutting machines, Komatsu Industries has developed KOMTRAX-equipped models designed mainly to monitor their operating conditions after delivery. With respect to machine tools, Komatsu Machinery Corporation has developed the largest crankshaft milling machine type GPM1600E, and also new milling machine, type GPM250B-2, for automobile engine's crankshaft. Komatsu Engineering Corporation has improved the precision of the Chip ID Marker. For the Chip ID Marker, Komatsu has led the world in development and application of the laser irradiation, which allows customers to physically write manufacturing history on the top surface of individual IC chips on the wafer. KELK Ltd. has promoted the research and development of high-performance temperature control equipment, high-performance thermoelectric module heat exchange units and micro thermo-modules for use in optical communications.

15 Research and Development

0

Financial Statements Consolidated

The consolidated financial statements are prepared in accordance with ing principles generally accepted in the United States of America.

Consolidated Statements of Income

(April 1, 2009 - March 31, 2010)

Millions of yen

¥ 1,431,564 Net sales 1,101,559 Cost of sales Selling, general and 249,286 istrative expenses (13,684) Other operating income (expenses) 67,035 Operating income Other income (expenses) 6,158 Interest and dividend income (8,502) Interest expense 288 Other-net (2,056) Other income (expenses) Income before income taxes and equity 64,979 in earnings of d companies 25,364 Income taxes 39,615 Income before equity in earning of d companies 1,588 Equity in earnings of d companies ¥ 41,203 Net income Less net income attributable to (7,644) noncontrolling interests ¥ 33,559 Net income attributable to Komatsu Ltd.

Millions of * U.S. dollars

$ 15,393 11,845 2,680 (147) 721 66 (91) 3 (22)

$

699 273 426 17 443 (82)

$

361

Note : * U.S. dollar amounts are converted and rounded off only for reference at a rate of ¥93 = US$1.00, the prevailing rate announced by the Federal Reserve Bank of New York on March 31, 2010.


16

Consolidated Statements of Equity

(April 1, 2009 - March 31, 2010) Millions of yen

Common stock Balance at March 31, 2009 Cash dividends Transfer to retained earnings appropriated for legal reserve Other changes Comprehensive income Net income Other comprehensive income (loss), net of tax Foreign currency translation adjustments Net unrealized holding gains on securities available for sale Pension liability adjustments Net unrealized holding gains on derivative instruments Total comprehensive income Issuance and exercise of stock acquisition rights Purchase of treasury stock Sales of treasury stock

¥67,870

Balance at March 31, 2010

¥67,870

Retained earnings Capital Appropriated Unapprosurplus for legal priated reserve ¥140,092 ¥28,472 ¥719,222 (25,180) 3,511

Accumulated Treasury other comprehensive stock income (loss) ¥(105,744)

¥(34,971) ¥814,941 (25,180)

(3,511)

2,531

— 2,531

33,559

7,644

41,203

(904)

(904)

1,897

993

5,480 4,920

5,480 4,920

— 2

5,480 4,922

614

614 43,669

725 10,268

1,339 53,937

413 (40) 256

(84) ¥31,983

¥33,393 ¥848,334 (3,368) (28,548)

— —

33,559

¥140,421

Total NonKomatsu Ltd. controlling Total equity shareholders’ interests equity

¥724,090 ¥ (95,634)

413 (40) 172

¥(34,755) ¥833,975

413 (40) 172 ¥42,824

¥876,799


Assets Current assets Cash and cash equivalents Time deposits Trade notes and s receivable Inventories Deferred income taxes and other current assets Long-term trade receivables Investments Property, plant and equipment – less accumulated depreciation Other assets Total

Liabilities and equity

Consolidated Statements of Cash Flows

(As of March 31, 2010)

Millions of yen


¥ 1,040,121 82,429 1,132 447,693 396,416 112,451

$ 11,184 886 12 4,814 4,263 1,209

150,972

1,623

86,868

934

525,100

5,646

155,994 ¥ 1,959,055

1,677 $ 21,065

Millions of yen


¥ 641,746 Current liabilities Short-term debt (including current 229,394 maturities of long-term debt) 207,024 Trade notes, bills and s payable 22,004 Income taxes payable 183,324 Deferred income taxes and other current liabilities 440,510 Long-term liabilities 1,082,256 Total long-term liabilities Komatsu Ltd. shareholders’ equity 67,870 Common stock 140,421 Capital surplus 756,073 Retained earnings (95,634) Accumulated other comprehensive income (loss) (34,755) Treasury stock 833,975 Total Komatsu Ltd. shareholders’ equity 42,824 Noncontrolling interests 876,799 Total equity ¥ 1,959,055 Total

$ 6,900 2,467 2,226 237 1,971 4,737 11,637 730 1,510 8,130 (1,028) (374) 8,967 460 9,428 $ 21,065

(April 1, 2009 - March 31, 2010)

Millions of yen

Operating activities ¥ 41,203 Net income Adjustments to reconcile net income to net cash provided by (used in) operating activities: 91,319 Depreciation and amortization (7,358) Deferred income taxes Net loss (gain) from sale of investment (679) securities and subsidiaries (373) Net loss (gain) on sale of property 2,244 Loss on disposal of fixed assets 3,332 Impairment loss on long-lived assets (55) Pension and retirement benefits, net Changes in assets and liabilities: (71,459) Decrease (increase) in trade receivables 117,707 Decrease (increase) in inventories (8,354) Increase (decrease) in trade payables 11,311 Increase (decrease) in income taxes payable 3,323 Other, net 182,161 Net cash provided by (used in) operating activities Investing activities Capital expenditures Proceeds from sale of property Proceeds from sale of available for sale investment securities Purchases of available for sale investment securities Proceeds from sale of subsidiaries and equity investees, net of cash disposed Acquisition of subsidiaries and equity investees, net of cash acquired Collection of loan receivables Disbursement of loan receivables Decrease (increase) in time deposits Net cash provided (used in) investing activities


$ 443

982 (79) (7) (4) 24 36 (1) (768) 1,266 (90) 122 36 1,959

(92,401) 11,212

(994) 121

1,005 (4,826)

11 (52)

661

7

1,107 11,559 (667) (617) (72,967)

12 124 (7) (7) (785)

Financing activities 155,641 Proceeds from long-term debt (73,052) Repayments on long-term debt (139,067) Increase (decrease) in short-term debt, net (31,240) Repayments of capital lease obligations 132 Sale purchase of treasury stock, net (25,180) Dividends paid (3,597) Other, net (116,363) Net cash provided by (used in) financing activities Effect of exchange rate change on cash (965) and cash equivalents Net increase (decrease) in cash and (8,134) cash equivalents 90,563 Cash and cash equivalents, beginning of year ¥ 82,429 Cash and cash equivalents, end of year

1,674 (786) (1,495) (336) 1 (271) (39) (1,251) (10) (87) 974 $ 886

Note : * U.S. dollar amounts are converted and rounded off only for reference at a rate of ¥93 = US$1.00, the prevailing rate announced by the Federal Reserve Bank of New York on March 31, 2010.

17 Financial Statements

Consolidated Balance Sheets

Financial Statements Consolidated Business Segment Information

(April 1, 2009 - March 31, 2010)

Information by Operating Segment

Millions of yen

Net sales Construction, mining and utility equipment Industrial machinery and others Elimination Consolidated

¥ 1,271,265 178,608 (18,309) ¥ 1,431,564

Segment profit Construction, mining and utility equipment Industrial machinery and others Total Corporate expenses and elimination Consolidated segment profit Other operating income (expenses) Operating income Interest and dividend income Interest expense Other-net Income before income taxes, minority interests and equity in earnings of d companies


18

¥

¥

83,061 2,998 86,059 (5,340) 80,719 (13,684) 67,035 6,158 (8,502) 228

Identifiable assets Construction, mining and utility equipment Industrial machinery and others Corporate assets and elimination Consolidated

¥ 1,682,542 207,551 68,962 ¥ 1,959,055

Depreciation and amortization Construction, mining and utility equipment Industrial machinery and others Consolidated

¥

82,508 7,707 90,215

¥

Capital investment Construction, mining and utility equipment Industrial machinery and others Consolidated

¥

92,979 3,212 96,191

¥

64,979

Geographic Information Net sales recognized by geographic origin and property, plant and equipment

Net sales Property, plant and equipment

Millions of yen

Japan

U.S.A.

Europe and CIS

Others

Total

¥ 498,568 380,592

¥ 311,170 62,637

¥ 141,510 35,811

¥ 480,316 46,060

¥ 1,431,564 525,100

Note : N o individual country within Europe or other areas had a material impact on net sales or property, plant and equipment. There were no sales to a single major external customer for the year ended March 31, 2010.

Supplemental Information The following information is disclosed in the light of the disclosure requirement of Japanese Securities and Exchange Law.

Information by region

Net sales Segment profit Identifiable assets

Millions of yen

Japan

Americas

Europe and CIS

Others

Total

¥ 716,719 (19,783) 1,129,391

¥ 347,717 33,982 417,423

¥ 162,610 10,460 196,469

¥ 490,256 60,151 482,424

¥ 1,717,302 84,810 2,225,707

Corporate and Consolidated elimination

¥ (285,738) (4,091) (266,652)

¥ 1,431,564 80,719 1,959,055

Note : S ales amount of each region includes inter-region transactions.

Overseas sales

Overseas sales Consolidated net sales Ratio of overseas sales to consolidated net sales (%)

Millions of yen

Americas

Europe and CIS

Others

Total

¥ 323,984 — 22.7

¥ 127,377 — 8.9

¥ 656,390 — 45.8

¥ 1,107,751 1,431,564 77.4

Notes : 1 . Overseas sales represent the sales of the Company and its consolidated subsidiaries to areas other than Japan. 2. Area segments are separated by the geographic proximity. 3. Main countries or areas of each segment above are as follows: a) Americas : North America and Latin America b) Europe and CIS : , U.K. and Russia c) Other : China, Oceania, Southeast Asia, Middle East and Africa


Komatsu established in 1921, is a diversified provider of industrial-use products and services. While remaining an international leader in the field of construction and mining equipment, the Komatsu Group engages in other businesses, such as utility equipment (compact machines), forest machines, industrial machinery, logistics and other solutions-based operations. By upholding "Quality and Reliability" as the most important management policy, Komatsu is resolutely committed to providing safe, innovative products and services that best meet the needs and expectations of its customers around the world.

Categories

Main products

■

Construction and

Hydraulic excavators, Wheel loaders, Bulldozers, Motor graders, Dump trucks,

　

Mining Equipment

Articulated dump trucks

■

Utility Equipment

Mini hydraulic excavators, Skid steer loaders, Backhoe loaders, Mini wheel loaders,

　

(Compact Machines)

Forklift trucks

■

Forest Machines

Harvesters, Forwarders, Feller-bunchers

■

Recycling Equipment

Mobile crushers, Mobile soil stabilizers, Mobile tub grinders, Mobile screens

■

Other Specific Equipment

Demolition, Slag handling, Airport, etc.

■

Tunneling Machines Shield machines, Tunnel boring machines, Small-diameter pipe jacking machines("Ironmole")

■

Engines, Components

　

and Casting Products

■

Metal Forging and

　

Stamping Presses

■

Sheet-Metal Machines

Press brakes, Shears, Laser cutting machines, Fine plasma cutting machines

■

Machine Tools

Crankshaft millers, Transfer machines, Machining centers, Wire saws

■

Others Defense-related equipment, Thermoelectric modules,

Diesel engines, Hydraulic equipment, Casting products

Large presses, Small and medium-sized presses, Forging presses, Servo presses

Packing and transport, Prefabricated commercial-use structures, Engineering, CSS-Net


Temperature-control equipment for semiconductor manufacturing, Excimer lasers

19

Products and Applications Construction and Mining Equipment • Hydraulic excavators Suitable for excavating tightly packed earth and used for a wide range of land excavation such as civil engineering, pipe jacking and mining. Designed particularly for work in confined zones, minimal rear-swing radius and small rear-swing radius models are also available for wheel-type hydraulic excavators.

[Product Range] PC01 · Bucket capacity : 0.008m3 · Operating weight : 300kg PC8000 · Bucket capacity : 42m3 · Operating weight : 720,000kg

Minimal rear-swing radius hydraulic excavator [PC138US]

Hydraulic excavator [PC200]

• Wheel loaders Used for loading excavated earth and rocks, ranging from small wheel loaders for civil engineering to super-large ones for mining.

Wheeled hydraulic excavator [PW180]

Super-large hydraulic excavator [PC2000]

[Product Range] WA10 · Bucket capacity : 0.16m3 · Operating weight : 1,065kg WA1200 · Bucket capacity : 20m3 · Operating weight : 210,200kg

Wheel loader [WA40]

Wheel loader [WA320]




20

• Bulldozers Designed for excavating earth and hauling excavated rocks as well as capable for leveling earth.

• Motor graders • Vibratory rollers Motor graders are designed for preparing the substrate of roads and other flat earth as well as leveling aggregate. Vibratory rollers are used for compacting roadbed. Bulldozer [D51PX]

Bulldozer [D155AX]

[Product Range] D21A · Blade capacity : 0.57m3 · Operating weight : 3,940kg D575A Super Dozer · Blade capacity : 69m3 · Operating weight : 152,600kg Bulldozer [D475A]

Motor grader [GD655]

Notes: 1. These products are manufactured at Komatsu and its subsidiaries all around the world. Please refer to the production items for each company on pages 28-31. 2. The machines shown are examples of typical models. Some machines are available only in particular countries or regions.


• Dump trucks • Articulated dump trucks • Crawler carriers

[Product Range]

Designed for hauling construction materials and excavated earth and rocks, they range from 25ton-class mechanical-drive dump trucks used for quarrying to 300 ton-class electrical-drive dump trucks for mining. In addition to rigid dump trucks, articulated dump trucks and crawler carriers are available, which feature excellent performance of low ground pressure on rough roads. Dump truck [HD785]

Super-large dump truck [860E]

HD255 · MAX. payload : 25,000kg 960E · MAX. payload : 327,000kg

Articulated dump truck [HM300]

Crawler carrier [CD110R]

Utility Equipment (Compact Machines) • Mini excavators

Minimal rear-swing radius mini hydraulic excavator [PC30MR]

Micro excavator [PC05]

Mini excavators can be used in various ways such as digging and loading earth into a dump truck. Its tight swing radius is best suited for working in a confined area.

• Skid steer loaders Skid steer loaders can dig and move landscaping and building materials, clean roads, grind asphalt, clear the road from snow and serve many other purposes.

• Backhoe loaders Backhoe loaders are versatile, multipurpose machine that can be used as an excavator and as a loader.

Skid steer loader [SK714]

Backhoe loader [WB97R]

Mini wheel loader [WA30]

• Mini wheel loaders Mini wheel loaders can be used in snow removal, agriculture and farming. Designed for use in material handling. Internal combustion and electric forklift trucks are available.

Electric forklift truck [Hybrid electric forklift truck AE50 Series]

Internal combustion forklift truck [AX50/BX50 Series]

Large internal combustion forklift truck [EX50 Series]

Harvester

Forwarder

Feller-buncher

Excavator for harvester application

Forest Machines Forest machines are heavy machines typically used in felling trees or machines that haul the logs to a roadside landing.

• Harvesters Harvesters are either wheeled or tracked, and fitted with a harvester head capable of delimbing, measuring, and felling the trees. The head has complex features, such as grasping, feeding, measuring and cutting the trees.

• Forwarders Forwarders carry logs from the stump to a roadside landing.

• Feller-bunchers Feller-bunchers are used to fell the trees fast and efficiently.



21

• Forklift trucks

Products and Applications Recycling Equipment • Mobile crushers • Mobile soil recyclers • Mobile wood tub grinders • Mobile screens

[On-site Recycling Method]

Designed for on-site recycling of construction waste such as concrete debris, stones, damaged soil and felled trees for reuse as construction materials. Mobile crushers are also used for crushing stones at quarry sites.

Mobile soil recycler [BZ210]

Mobile crusher [BR580JG]

The on-site recycling method enables reuse and recycle at construction sites by turning trees into chips for mulching, and crushing stones and improving soil for reuse as roadbed material. The combined use of mobile crushers and mobile screens makes a flexible and highperformance screening system. Mobile wood tub grinder [BR200T]

On-site recycling method

Other Specific Equipment Develops and sells application-specific equipment and new products tailored for a variety of work undertaken by customers, such as equipment for demolition, metal recycle and slag handling.

• Demolition

• Metal recycle

• Steel plant

• General Construction

• Airport

Super-long boom and arm for demolition

Magnet and lifting cab

Radio control and heat resistance spec [D155AX]

Super-long front

Towing tractor [WT500E]


22

Tunneling Machines • Shield machines • Tunnel boring machines (TBMs) • Small-diameter pipe jacking machines (“Ironmole”)

Slurry shield

Ironmole

Designed for excavating tunnels for roadways, railways and combined use. “Ironmole” is designed for excavating earth and burying drain and other pipes by the non-open excavation method.

Engines, Components and Casting Products • Diesel engines Diesel engines for power generators, trains, ships, construction equipment and industrial machinery. Offers the frontier engine technology “ecot3” compliant to Tier 3 emission standards.

“ecot3” engine (EGR*-type) [SAA6D140E]

“ecot3” engine (Non-EGR*-type) [SAA6D107E]

• Hydraulic equipment • Casting products Components for construction and mining equipment, such as transmissions, hydraulic cylinders and axles, and steel castings and cast iron products made with technological expertise. *EGR: Exhaust Gas Recirculation



Metal Forging and Stamping Presses • Large presses

Large AC Servo press system

Designed for use in forming automobile roofs and doors. Manufactures AC Servo presses and mechanical presses. Large presses are represented by a tandem press of wide applications and a transfer press of high productivity.

Hybrid AC Servo press [H2W Series] Komatsu Industries Corporation

• Small and medium-sized presses, Forging presses Designed for use in sheet metal forming and casting. High-precision presses featuring the AC Servo motor drive are also available.

Sheet-Metal Machines Offerings include shears to cut sheet metals, press brakes to shape sheet metals as well as fine plasma and laser cutting machines to curve-cut sheet metals.

Press brake [PBZ Series]

3D Laser cutting machine [TLM Series]

Komatsu Industries Corporation

Komatsu NTC Ltd.

Machine Tools Offerings include transfer machines, crankshaft millers and grinding machines to manufacture engine parts, machining centers, wire saws to slice silicon ingots, and components for liquid crystal manufacturing equipment.

Crankshaft miller [GPM Series]

Wire saw [PV Series]

Komatsu Machinery Corporation

Komatsu NTC Ltd.

Others • Thermoelectric modules

Manufactures armored vehicles and ammunitions for the Ministry of Defense, Japan.

Thermoelectric semiconductor devices capable of highprecision temperature control by switching polarity for heating and cooling. Used for temperature control of laser diodes in fiber optic communication networks.

Light armored vehicle

• Excimer lasers

• Temperature-control equipment for semiconductor manufacturing Indispensable high-precision equipment designed for use in a diverse range of semiconductor manufacturing processes. Contributes to improved productivity of semiconductor manufacturing equipment as well as enhanced performance of semiconductors.

Thermoelectric modules

DI-Water Heater

KELK Ltd.

KELK Ltd.

• Packing and transport

• Commercial-Use Prefabricated Structures

Light sources for leading-edge semiconductor lithography tools that require high resolution.

Sells and leases commercial-use prefabricated struc tures which offer a short construction period and low cost, and also handles temporary shelters for people affected by disasters.

Excimer laser GIGAPHOTON INC.

Prefabricated commercial-use structures and unit methods Komatsu House Ltd.

• Engineering Welding robot system Komatsu Engineering Corp.

• CSS-Net CSS-Net offers electronic parts books, service manuals and other materials which are needed for after-sale services, such as ordering spare parts and requesting repairs. Designed to share information among Komatsu Group companies on the Internet, this service takes advantage of cloud computing. This service is also available for customers.

Notes: 1. The company name on the photo shows the manufacturer of the product. 2. The machines shown are examples of typical models. Some machines are available only in particular countries or regions.

Full Web Djvu

CSS Portal

Parts Book Shop Manual

23 Products and Applications

• Defense-related equipment


In the construction and mining equipment business, Komatsu is not only engaged in the manufacture and sale of new equipment around the world, but also promoting various types of business that contribute to productivity enhancements and problem solutions on the part of its customers.

Utilization of Information and Communication Technology KOMTRAX (Komatsu Machine Tracking System) for construction equipment KOMTRAX is a machine tracking system whose terminals are installed on construction equipment to transmit information concerning the location, cumulative hours of operation and operating condition of vehicles. By proactively using information gained from KOMTRAX-equipped machines, Komatsu is making a contribution in respect to after-sale activities for our customers' machines throughout their lifetime, resulting in enhanced availability and lowered maintenance cost. ■

How KOMTRAX works

KOMTRAX Plus machine management system for mines KOMTRAX Plus is a fleet management system for large equipment for use in mining, which enables to obtain detailed information concerning the conditions of machines via satellite communications. Komatsu and distributors can analyze “vehicle health” and other operating conditions and provide the information to jobsite using the Internet from a remote location on a near-real time basis. As a result, customers can receive vehicle maintenance on an appropriate timing to avoid major technical trouble, and thus reduce their maintenance expenses and downtime costs. ■

Communication Satellite / Mobile Phone

GPS

Komatsu machine management system : KOMTRAX Plus & WebCARE

Komatsu

Component Supplier

Distributor Machine Data Server

KOMTRAX Terminal GPS antenna KOMTRAX Controller

Parts Supply & Maintenance based on R&M contract

Communication antenna

WebCARE Database

Internet

Jobsite


Manufacturing

Web Application Server Modem

Communication

KOMTRAX Plus

Controller B

On-Boad system Common in all machines Machine

Gathering machine health data

Customer / Distributor

JoiFUL Program: Working Together for Success For large-scale mining operations, Komatsu offers the JoiFUL (t Follow-Up Log) program, in which Komatsu Group companies, distributors and customers regularly meet to discuss ways of improving operating efficiency and reducing operating costs of deployed machines. In the meetings, all parties identify problems, define solutions, set the deadlines for follow-up work, and confirm the results mutually for successful mining operations.

Comprehensive Compensation Plan “Komatsu All ”* Komatsu provides the comprehensive compensation plan “Komatsu All ” to customers. This packaged plan not only sets a fixed monthly fee for maintenance expenses through the repair and maintenance contract but also s customers against such risks as theft and accidents, thus enabling them to reduce their machine management costs. Note: * “Komatsu All ” is provided only in Japan.

Center

Satellite & PC

Controller A

24

Product Design

Machine information via Internet

Strage for Repair Data

Basic Concepts of JoiFUL Customer

Distributor

Komatsu Group

Agenda, Evaluation • Strategy & policy • Cost reduction • New model development • Fleet organization • Safety and environmental conservation

Top JoiFUL

• Availability • Productivity $/m3, m3/H, Ton/H • Fuel consumption • Effective machine usage

Management JoiFUL Jobsite JoiFUL Solutions

• Maintenance method, Overhaul planning • Preventive maintenance • Operator training • Quick technical solutions • Component life, Reman • Parts availability

Centralization of information Common/ Prompt/ Correct/ Communication


■

How Komatsu’s Autonomous Haulage System Works GPS Satellite

Fleet Control

Hauling Road

Safety Dumping Site

Loading Site

(Automatically stops when detecting obstacle)

Blade Control System Based on 3D Position Information Komatsu’s blade control system measures the position of blades of bulldozers and motor graders as 3D information to the millimeter level by using Global Navigation Satellite Systems and TS (Total Station) type. This system compares the position information of blades and 3D construction design data, and automatically controls the blades precisely according to the design, thereby eliminating the need for setting up construction guide poles, surveying and subsequent modification work. Because this system improves the operating rate of construction equipment, it shortens the construction period substantially, thus reducing CO2 emissions as well. Jobsite safety is also enhanced with no need for surveying and resetting up guide poles while machines are working.

CSS Portal

CSS Portal The CSS Portal s the performance of parts and service people by connecting parts books, service manuals, the health monitoring systems (KOMTRAX/KOMTRAX Plus) and quality information organically as a strong tool of after market area.

Show Repair Method

Original Quality Info.

Error List by machine

KOMTRAX Error Code

Quality Information

Troubleshooting KOMTRAX

Holding Auctions for Used Equipment Komatsu, through Komatsu Used Equipment Corp. (KUEC), is aggressively engaging in the used equipment business as part of the life cycle business of construction equipment. Komatsu Used Equipment holds auctions at KUEC yards which represent Japan’s largest scale. The company also holds Internet auctions on its URECA hip website, providing convenience for many customers.

Failure Service News Top Page

CSS Portal

Operation Manual Shop Manual Parts Book

· Parts Book · Shop Manual · Operation Manual · Service News · Machine information Base Information Model/Serial number/Error code/ Spec. Information Key word

CSS-Net

Parts Order list

Distributor (Parts and Service)

Used equipment auction held by KUEC

Service History Parts System Machine DB

25 Products and Applications

Autonomous Haulage System (AHS) AHS is a high-speed fleet management system based on 930E super-large dump trucks. AHS makes contributions to mining operation by improving its safety and productivity, while enhancing the operating rate and reliability of dump trucks. As a result, it is able to reduce owning and operating costs in total. Dump trucks, equipped with a high-precision GPS, an obstacle detection sensor and a wireless network system made by Modular Mining Systems, Inc., are controlled from the fleet control operations center for unmanned hauling. Information on target course and speed is sent from the fleet management system to dump trucks via the wireless network system, and dump trucks run on the target course at the target speed by assessing their position via GPS. Loading machines, such as hydraulic excavators and wheel loaders, are also equipped with GPS for the fleet management system to determine the position of their buckets, and the system automatically guides the dump trucks to the designated loading position. The system also sends information concerning a route to the unloading site to ensure safe and precise unloading. The fleet management system also prevents collisions between dump trucks and manned machines, such as service vehicles, bulldozers and motor graders, working inside the mine. If another vehicle or person should come close to the AHScontrolled area, the obstacle detection sensor of dump trucks detects it and the concerned dump truck will make an emergency stop to ensure safety.

Global Operations Manufacturing Operations of Construction, Mining and Utility Equipment, and Forest Machines Manufacturing Operations of Construction, Mining and Utility Equipment, and Forest Machines Americas

Europe CIS

Asia China (Exc. China & Japan)

Japan

★Mother Plants Around the World

Komatsu designates those production bases with development capabilities around the world as Mother plants and position them as the core of global production. The Mother plants play an important part in achieving a target cutback on the production cost when a new model is developed or an existing machine is model changed. They are also assigned with a task of strengthening the production competitive edge of their daughter plants that manufacture the same models as well as that of their own.

Total

Assembly Plants

4

6

4

3

6

23

Components/Parts/Applied products

3

3

5

5

6

22

Total

7

9

9

8

12

45

Mother Plants (Development Function)

1

4

0

0

4

9

Note: Komatsu (Shandong) Cast Steel Co., Ltd plans to launch production in 2011. Therefor, it is not included above.

Americas Company

Location

Komatsu America Corp. 1

Chattanooga Manufacturing Operation

Tennessee, U.S.A.

2

Peoria Manufacturing Operation

Illinois, U.S.A.

3

Newberry Manufacturing Operation

South Carolina, U.S.A.

4

Cummins Komatsu Engine Company

Indiana, U.S.A.

5

Hensley Industries, Inc.

Texas, U.S.A.

6

Komatsu do Brasil Ltda.

São Paulo, Brazil

7

Atommix Industria e Comercio Ltda.

São Paulo, Brazil

13 14 8 10

Europe and CIS Company

Global Operations

26

11

2 4 1

Location

8

Komatsu UK Ltd.

Birtley, U.K.

9

Komatsu Hanomag GmbH

Hannover,

10

Komatsu Mining GmbH

Düsseldorf,

11

Komatsu Utility Europe S.p.A.

Este, Italy

12

Stavmek s.r.o.

Mnichovo Hradiste, Czech

13

Komatsu Forest AB

Umeå, Sweden

14

Komatsu KVX LLC

Klepp stasjon, Norway

15

KRANEKS International Co., Ltd.

Ivanovo, Russia

16

Komatsu Manufacturing Rus, LLC

Yaroslavl, Russia

9

3

5

6

7

12

Global Operations

Overseas Production Ratio of Construction and Mining Equipment

2005/3

2006/3

2007/3

2008/33

2009/3

2010/3

Overseas production ratio (%)

46

49

49

50

50

59

Overseas production ratio in overseas net sales (%)

62

62

62

61

61

72

Note: The figures before FY2006 does not contain the production of forklift trucks.

China Company 26 27

15

28 29 32 33 34

35 36 37 38 39

26 27

40 41 42 43 44

31 30

45 46

Komatsu Shantui Construction Machinery Co., Ltd. Shandong Komatsu Hydraulics Manufacturing Co., Ltd. Shandong

30

Hensley Lingfeng Co., Ltd.

31 32

Komatsu Power Generation Systems (Shanghai) Ltd. Shanghai Komatsu Undercarriage China Corp. Shandong

33

Komatsu Utility (China) Machine Co., Ltd.

Shandong

34

Komatsu (Shandong) Cast Steel Co., Ltd

Shandong

Japan Company

Location

18 19 20

Asia PT Komatsu Indonesia

Jakarta, Indonesia

18

PT Komatsu Undercarriage Indonesia

Bekasi, Indonesia

19

PT Komatsu Forging Indonesia

Bekasi, Indonesia

20

PT Komatsu Patria Attachment

Bekasi, Indonesia

21

Bangkok Komatsu Co., Ltd.

Chonburi, Thailand

22

Bangkok Komatsu Industries Co., Ltd.

Chonburi, Thailand

23

CABTEC THAI Co., Ltd.

Chachoengsao, Thailand

24

L&T-Komatsu Limited

Bangalore, India

25

Komatsu India Pvt. Ltd.

Chennai, India

Awazu Plant

Ishikawa

36

Kanazawa Plant

Ishikawa

37

Osaka Plant

Osaka

38

Rokko Plant

Hyogo

39

Ibaraki Plant

Ibaraki

40

Oyama Plant

Tochigi

41

Koriyama Plant

Fukushima

42

Shonan Plant

Kanagawa

43

Komatsu Utility Co., Ltd.

Tochigi

44

Komatsu Cummins Engine Co., Ltd.

Tochigi

45

Komatsu Castex Ltd.

Location

17

35

46

Head Office, Manufacturing Div.

Toyama

Manufacturing Div. (CB Production Dept., Oyama Sec.)

Tochigi

Komatsu Cabtec Co., Ltd.

Shiga

27 Global Operations

21 22

17

Company

Zhejiang

Komatsu Ltd.

23 24 25

Komatsu (Changzhou) Construction Machinery Corp. Jiangsu Komatsu (Changzhou) Foundry Corp. Jiangsu

29

28

16

Location

Global Operations Americas

2 1 1

4 4 3

5

5 6

7 2

3

Manufacturing Operations

Company Location

28

2

○:Assembly Plant ★:Mother Plant

Komatsu America Corp. Tennessee, U.S.A.

215

44

5

Peoria Manufacturing Operation 3 Newberry Manufacturing Operation Cummins Komatsu Engine Company Hensley Industries, Inc.

Illinois, U.S.A. South Carolina, U.S.A. Indiana, U.S.A. Texas, U.S.A.

518 320 −* 115

105 19 −* 33

6

Komatsu do Brasil Ltda.

São Paulo, Brazil

717

53

7

Atommix Industria e Comercio Ltda.

São Paulo, Brazil

24

13

1

Global Operations

Area (Unit:1000m ) Main Products Manufactured Site Buildings

Chattanooga Manufacturing Operation

2

4

Medium-sized hydraulic excavators, articulated dump trucks, forest machines (crawler type) Large dump trucks Wheel loaders, forklift trucks Large diesel engines Buckets, teeth, edges, adapters Medium-sized hydraulic excavators, small and medium-sized wheel loaders, medium-sized bulldozers, motor graders Sheet metal products and hydraulic tubings for construction equipment

* Located in Cummins Industrial Center.

Sales Operations Subsidiaries of Construction and Mining Equipment

Location

Komatsu America Corp. Illinois, U.S.A. 2 Komatsu Brasil International Ltda. São Paulo, Brazil 3 Komatsu Cummins Chile Ltda. Santiago, Chile Distributors North America : 33, Latin-America : 33, Total : 66 1

Subsidiary of Forklift Trucks

Location

Komatsu Forklift U.S.A., LLC Illinois, U.S.A. Distributors North America : 87, Latin-America : 18, Total : 105 4

Sales Companies of Forest Machines 5

Komatsu Forest Ltda

Location Pinhais, Brazil

○ ○ ○

○

★

Global Operations

Europe and CIS

14 13 13 15

16 15

14

10 12

17 8

9 7 10 6 11

16

9

12

8 11

Manufacturing Operations 2

Main Products Manufactured


Large and medium-sized hydraulic excavators Wheeled hydraulic excavator, small and medium-sized wheel loaders, mini wheel loaders Super-large hydraulic excavators Mini excavators, backhoe loaders, skid steer loaders Sheet metal products for construction equipment Forest machines (wheel type) Teeth, edges Metal works for hydraulic excavators Medium-sized hydraulic excavators

○ ○ ○ ○

★ ★ ★

○

★

○

Sales Operations Subsidiaries of Construction and Mining Equipment 6 7 8 9

Komatsu Europe International N.V. Komatsu Mining GmbH Komatsu Italia S.p.A. Komatsu S.A.S

Komatsu CIS, LLC Distributors Europe : 43, CIS : 6, Total : 49 10

Location

Brussels, Belgium Düsseldorf, Vicenza, Italy Aubergenville, Moscow, Russia

Offices of Forklift Trucks 11 12

Europe Office Moscow Office

Distributors

Location

Brussels, Belgium Moscow, Russia

Europe : 30, CIS : 1, Total : 31

Sales Companies of Forest Machines

Location

Komatsu Forest Oy 14 Komatsu Forest Sweden HB 15 Komatsu Forest AS 16 Komatsu Forest GmbH 17 Komatsu Forest Ltd.

Tampere, Finland Umeå, Sweden Stange, Norway Vöhringen, Longtown, U.K.

13


Area (Unit:1000m ) Company Location Site Buildings 8 Komatsu UK Ltd. Birtley, U.K. 200 72 9 Komatsu Hanomag GmbH Hannover, 212 51 10 Komatsu Mining GmbH Düsseldorf, 111 41 11 Komatsu Utility Europe S.p.A. Este, Italy 146 56 12 Stavmek s.r.o. Mnichovo Hradiste, Czech 128 22 13 Komatsu Forest AB Umeå, Sweden 38 16 14 Komatsu KVX LLC Klepp stasjon, Norway − − 15 KRANEKS International Co., Ltd. Ivanovo, Russia 2 2 16 Komatsu Manufacturing Rus, LLC Yaroslavl, Russia 500 50

Global Operations Asia and Oceania 20 23 22 24 25

21 22 21 18 24 17 19 18 19 20


26

Company Location 17

PT Komatsu Indonesia

PT Komatsu Undercarriage Indonesia PT Komatsu Forging Indonesia 20 PT Komatsu Patria Attachment 21 Bangkok Komatsu Co., Ltd. 22 Bangkok Komatsu Industries Co., Ltd. 23 CABTEC THAI Co., Ltd. 24 L&T-Komatsu Limited 25 Komatsu India Pvt. Ltd. 18 19

Jakarta, Indonesia Bekasi, Indonesia Bekasi, Indonesia Bekasi, Indonesia Chonburi, Thailand Chonburi, Thailand Chachoengsao, Thailand Bangalore, India Chennai, India

25 23

Area (Unit:1000m ) ○:Assembly Plant Main Products Manufactured Site Buildings Medium-sized hydraulic excavators, small and medium-sized bulldozers, 162 71 ○ motor graders, dump trucks and hydraulic equipment Undercarriage components and spare parts 43 11 Track link for bulldozers and hydraulic excavators 31 15 Buckets and blades for mining equipment 30 3 Medium-sized hydraulic excavators, wheel loaders and backhoe loaders 81 39 ○ Cast iron parts for forklift trucks and construction equipment 34 18 Parts of cab for construction equipment 21 6 Small and medium-sized hydraulic excavators 267 55 ○ Dumptrucks 240 8 ○ 2

Sales Operations Subsidiaries and Offices of Construction and Mining Equipment

Location

Komatsu Asia & Pacific Pte Ltd PT Komatsu Marketing & Indonesia 20 Bangkok Komatsu Sales Co., Ltd. 21 Komatsu Parts Asia Co., Ltd. 22 Komatsu India Pvt. Ltd. 23 Komatsu Australia Pty. Ltd.

Singapore Jakarta, Indonesia Samutpprakam, Thailand Chonburi, Thailand Bangalore, India Sydney, Australia

18 19

Distributors

Subsidiary of Forklift Trucks 24 25

Forklift Division, Komatsu Asia & Pacific Pte Ltd. Komatsu Forklift Australia Pty Ltd.

Distributors

Singapore Seven Hills, Australia

Asia : 18, Oceania : 11, Total : 29

Sales Company of Forest Machines 26

Location

Komatsu Forest Pty. Ltd.

Location

Newington, Australia

Asia : 16, Oceania : 2, Total : 18

China 30 Global Operations

28 29 32 33 34 26 27 31 27 28 30


Company Location 26 Komatsu (Changzhou) Construction Machinery Corp. Jiangsu 27 Komatsu (Changzhou) Foundry Corp. Jiangsu 28 Komatsu Shantui Construction Machinery Co., Ltd. Shandong 29 Komatsu Hydraulics Manufacturing Co., Ltd. Shandong 30 Hensley Lingfeng Co., Ltd. Zhejiang 31 Komatsu Power Generation Systems (Shanghai) Ltd. Shanghai 32 Komatsu Undercarriage China Corp. Shandong 33 Komatsu Utility (China) Machine Co., Ltd. Shandong 34 Komatsu (Shandong) Cast Steel Co., Ltd Shandong

Area (Unit:1000m ) Site Buildings 141 26 89 26 458 62 −* −* 26 19 6 2 53 20 70 14 103 27 2

Main Products Manufactured

○:Assembly Plant

Medium-sized hydraulic excavators, medium-sized wheel loaders, dump trucks ○ Iron castings and parts for construction equipment and industrial vehicles, foundry molds Small and medium-sized hydraulic excavators ○ Hydraulic equipment Teeth, adapters Generators Crawler components Mini excavators, forklift trucks ○ Steel castings, patterns for casting

* Located in Komatsu Shantui Construction Machinery Co., Ltd.

Sales Operations Subsidiaries of Construction and Mining Equipment 27

Komatsu (China) Ltd.

Distributors

32

Location Shanghai

Office of Forklift Trucks 28

Shanghai Office

Distributors

18

Location Shanghai

Global Operations

Middle East and Africa 33 29

30

Sales Operations Subsidiaries and Offices of Construction and Mining Equipment

31 32

Location

Komatsu Middle East FZE Dubai, U.A.E. Nairobi Office Nairobi, Kenya 31 Komatsu Southern Africa (Pty) Ltd. Johannesburg, South Africa 32 Johannesburg Office Johannesburg, South Africa 33 Alger Office Alger, Algeria Distributors Middle East : 9, Africa : 10, Total : 19 Distributors of Forklift Trucks Middle East : 13, Africa : 10, Total : 23 29 30

Japan

41 36 45 35 38 37

46

40 43 44 39 42

Manufacturing Operations Area (Unit:1000m ) Main Products Manufactured Site Buildings 2


Komatsu Ltd. 35

Awazu Plant

Kanazawa Plant 37 Osaka Plant 38 Rokko Plant 39 Ibaraki Plant 40 Oyama Plant 41 Koriyama Plant 42 Shonan Plant 43 Komatsu Utility Co., Ltd. 44 Komatsu Cummins Engine Co., Ltd. 45 Komatsu Castex Ltd. Head Office, Manufacturing Div. Manufacturing Div. (CB Production Dept., Oyama Sec.) 46 Komatsu Cabtec Co., Ltd. 36

Small and medium-sized hydraulic excavators, small and medium-sized wheel loaders, small and medium-sized bulldozers, motor graders Super-large hydraulic excavators Medium-sized and large hydraulic excavators, large bulldozers, recycling equipment Super-large hydraulic excavators, super-large bulldozers Dump trucks, articulated dump trucks, large wheel loaders, large wheel dozers Diesel engines, hydraulic equipment, axle Hydraulic equipment Controllers, monitors, KOMTRAX terminals, hybrid components Forklift trucks, mini excavators, mini wheel loaders Small diesel engines

Ishikawa

710

247

Ishikawa Osaka Hyogo Ibaraki Tochigi Fukushima Kanagawa Tochigi Tochigi

220 545 50 251 584 377 68 214 −*

25 169 7 51 225 30 26 92 −*

Toyama

310

98

Steel castings, iron castings, patterns for casting

Tochigi

−*

−*

Iron castings, patterns for casting

Shiga

52

16

Cabs, air conditioning equipment

* Komatsu Cummins Engine Co., Ltd and Komatsu Castex Ltd. (Oyama Manufacturing Div.) are located at Oyama Plant of Komatsu Ltd.

Sales Operations Construction and Mining Equipment

Distributors d rental companies

Forklift Trucks

17 14

Distributors

10

○ ○ ○ ○ ○

○

★ ★ ★

★


Company Location

Global Operations Product Operations of Construction and Mining Equipment

[ Parts Supply Operations ] Currently, Komatsu is running as many as 35 spare parts centers in strategic locations around the world, aiming at seamless deliveries of any spare parts that its clients require. The Parts Management System links all centers and is in operation 24 hours 7 days a week. Through this system, we can forecast demand for spare parts, regional and worldwide, make a plan for parts placement and assure quick and secure deliveries of spare parts that are required for repairs and replacement.

[ Reman (Re-manufacturing) ] Komatsu puts a great effort into the Reman business. This business remanufactures used engines and other major components for construction and mining equipment. Remanufactured major components are put on sale again after having acquired nearly as good quality as brand new ones. Komatsu has so far established 7 Reman centers in 5 countries in the world. When a certain component in a customer’s machine brakes down, wears out or deteriorates, this business makes it possible to replace it with a nearly new one with speed and at an economical price. The Reman business has another commendable feature: it not only reuses the original materials, but it generates as much as 90 percent less CO2 emission in its remanufacturing process, compared to the production of brand new equivalent components. Thus it is another environment-friendly business of Komatsu.

Parts Centers Region

Location

Region

Location

Americas

Tennessee, U.S.A. Pennsylvania, U.S.A. Nevada, U.S.A. Colorado, U.S.A. Minnesota, U.S.A. Oregon, U.S.A. Georgia, U.S.A. Florida, U.S.A. Edmonton, Canada Toronto, Canada São Paulo, Brazil Santiago, Chile

Asia and Oceania

Chonburi, Thailand Jakarta, Indonesia Balikpapan, Indonesia Nagpur, India Sydney, Australia Perth, Australia Brisbane, Australia

China

Shanghai Guangdong Sichuan

Europe and CIS

Vilvoorde, Belgium Düsseldorf, Moscow, Russia Yeketerinburg, Russia Khabarovsk, Russia Kuzbass, Russia

Middle East and Dubai, U.A.E. Africa Johanesburg, South Africa Japan

Hokkaido Tochigi Ishikawa Osaka Fukuoka

Reman Centers Region

Location

Americas

Antofagasta, Chile

Asia and Oceania

Jakarta, Indonesia (2) Balikpapan, Indonesia Brisbane, Australia

China

Shanxi

Africa

Johannesburg, South Africa

Global Operations

32

[ Training ] Komatsu now operates 21 training centers in 18 countries of the world. Training there offers Komatsu’s customers a course on safe and functional use of Komatsu products. Another important mission of those training facilities is to provide sales people as well as after-sale service engineers from its distributors with training for marketing and technical service. A separate course having the similar purpose is also in place for those who work for Komatsu Group companies.

Training Centers Region

Location

Region

Location

Americas

Georgia, U.S.A. São Paulo, Brazil Santiago, Chile

Asia and Oceania

Singapore Jakarta, Indonesia Sydney, Australia

Europe and CIS

Brussels, Belgium Newcastle, U.K. Hannover, Düsseldorf, Este, Italy Moscow, Russia Ashgabat, Turkmenistan

China

Jiangsu


Dubai, U.A.E. Johannesburg, South Africa Senegal, Dakar Kenya, Nairobi

Japan

Tochigi Shizuoka Osaka

Global Operations

Manufacturing, Sales and Service Operations of Industrial Machinery and Others

6 5 3

2

4

8

1

14 12 11 9 10

13 7

1

2

7

9 10 11

3

4

5

6

8

Manufacturing Operations Industrial Machinery 1 Kanazawa Plant, Komatsu Ltd.

Ishikawa, Japan

Area (Unit:1000m ) Main Products Site Buildings 2

220

25

2

*1 *1 Komatsu Industries Corporation Ishikawa, Japan

3

Komatsu Machinery Corporation Ishikawa, Japan *2 *2

Fukuno Plant, Komatsu NTC Ltd. Toyama, Japan 126 51 5 Toyama Plant, Komatsu NTC Ltd. Toyama, Japan 52 28 6 Komatsu Engineering Corporation Ishikawa, Japan 18 7 7 KELK Ltd. Kanagawa, Japan − 1 8 YNC/YIDA NIPPEI MACHINE TOOL Corporation Liaoning, China 50 35 Others 9 Gigaphoton INC. Tochigi, Japan *3 *3 10 Defense Systems Division, Komatsu Ltd. Ishikawa, Japan *4 *4 11 Komatsu House Ltd. Aichi, Japan 43 9 4

Presses Press brakes, shears, plasma cutting machine Crankshaft millers, multiplex machine tools, components for liquid crystal s manufacturing Transfer machines, machining centers, laser cutting machines Grinding machines Welding robots, testing devices Thermoelectric modules, temperature control equipment Transfer machines, machining centers Excimer laser Armored vehicles, ammunitions Prefabricated commercial-use structures

Notes: *1. Komatsu Industries Corporation is located in Kanazawa Plant of Komatsu Ltd. *2. Komatsu Machinery Corporation is located in Awazu Plant of Komatsu Ltd. *3. GIGAPHOTON INC. is located in Oyama Plant of Komatsu Ltd. *4. Komatsu Ltd. Defense Systems Division is located in Awazu Plant of Komatsu Ltd.

Sales Operations Sales Companies of Industrial Machinery

Location

Industrial Machinery Operation, Press Technology Division, Komatsu America Corp. Industrial Machinery Operation, Large Size Press Division, Komatsu America Corp. 3 Industrial Machinery Operation, Machine Tool Division, Komatsu America Corp. 4 NTC AMERICA Corporation 5 Komatsu Industries Europe GmbH 6 NIPPEI TOYAMA EUROPE GmbH 7 Komatsu Industries (Thailand) Co., Ltd. 8 NIPPEI TOYAMA (THAILAND) Co., Ltd. 9 Industrial Machinery Division, Komatsu India Pvt. Ltd. 10 Nippei Toyama India Private Limited 11 Komatsu Industries (Shanghai) Ltd. 12 NIPPEI TOYAMA SHANGHAI TRADING Co., Ltd. 13 Guangzhou Office, Komatsu Industries (Shanghai) Ltd. 14 NTC (Changzhou) Semiconductor Equipment Co., Ltd.

Illinois, U.S.A. Michigan, U.S.A. Michigan, U.S.A. Michigan, U.S.A. Rüsselsheim, Rüsselsheim, Samutprakarn, Thailand Samutprakarn, Thailand Gurgaon, India Pune, India Shanghai, China Shanghai, China Guangdong, China Jiangsu, China

1 2


Company Location

Market Forces Construction, Mining and Utility Equipment Global Demand for Seven Major Products *1 Demand by Region

Demand by Region [Composition Ratio] Japan China

Units 350,000

North America Others*2

Europe

280,000

80

210,000

60

140,000

40

70,000

20

0

2001/3 2002/3 2003/3 2004/3 2005/3 2006/3 2007/3 2008/3 2009/3 2010/3

0

Source: Komatsu Ltd.

Hydraulic Excavators Motor graders

Wheel loaders Dump trucks

Market Forces

2001/3 2002/3 2003/3 2004/3 2005/3 2006/3 2007/3 2008/3 2009/3 2010/3

Bulldozers Composition ratio (%) 100

80

210,000

60

140,000

40

70,000

20

2001/3 2002/3 2003/3 2004/3 2005/3 2006/3 2007/3 2008/3 2009/3 2010/3

0


34

Europe

Demand by Equipment Type [Composition Ratio]

280,000

0



Demand by Equipment Type Units 350,000

Japan China

Composition ratio (%) 100

Hydraulic Excavators Motor graders

Wheel loaders Dump trucks

Bulldozers

2001/3 2002/3 2003/3 2004/3 2005/3 2006/3 2007/3 2008/3 2009/3 2010/3


Global Demand for Utility Equipment *3 Demand by Region

Demand by Equipment Type Japan China

Units 350,000


Europe

280,000

280,000

210,000

210,000

140,000

140,000

70,000

70,000

0

2001/3 2002/3 2003/3 2004/3 2005/3 2006/3 2007/3 2008/3 2009/3 2010/3


Mini hydraulic excavators Backhoe loaders

Units 350,000

0

Mini wheel loaders Skid steer loaders

2001/3 2002/3 2003/3 2004/3 2005/3 2006/3 2007/3 2008/3 2009/3 2010/3


Notes: *1. S even major products consist of hydraulic excavators (crawler type and wheel type), wheel loaders, bulldozers, motor graders, and dump trucks (rigid type and articulated type), excluding utility equipment. *2. Other regions consist of Asia (excluding Japan and China), Oceania, Latin America, CIS, Middle East and Africa. *3. Utility equipment consist of mini hydraulic excavators, mini wheel loaders, backhoe loaders and skid steer loaders.

Amount of orders

Billions of yen

Growth rate

% 35

400

0 320

–35

Market Forces

–70

240 160 80 0

Global Demand for Utility Equipment : Forklift Trucks Thousands of units

Years

2005

2006

2007

2008

2009

Internal combustion forklift trucks

322

364

412

414

234

Electric forklift trucks

416

460

519

515

332

Total

738

824

931

929

566

2005

2006

2007

2008

2009

Thousands of units Electric forklift trucks


1,000 800 600 400 200

Source : Komatsu Ltd. Note : Electric forklift trucks include walkie-type and reach-type forklift trucks.

0 2005

2006

2007

2008

2009

Industrial Machinery Orders Received by Member Companies of Japan Forming Machinery Association

Amount of orders (Billions of yen) Growth rate (%) compared with the previous year

2005

2006

2007

2008

2009

359.6

371.6

384.3

344.7

112.4

Amount of orders

Billions of yen

Growth rate

% 35

400

0 320

–35 –70

23.0

3.3

3.4

(10.3)

(67.4)

Note : Large, medium-sized and small presses, sheet-metal machinery as well as product among Komatsu's industrial machinery meet Japan Forming Machinery Association's categorization, while steel processing machines, machine tools, robots, and parts are not included.

240 160 80 0

2005

2006

2007

2008

2009

35

Thousands of units Electric forklift trucks

Market Forces

Years


1,000 800 600 400 200 0 2005

2006

2007

2008

2009

Subsidiaries and s Construction and Mining Equipment Japan Company Name [Abbreviated Name] URL / Address / TEL · FAX

Komatsu Construction Equipment Sales and Service Japan Ltd. 2-5-8, Fuchinobe, Chuo-ku, Sagamihara-shi, Kanagawa 252-0206, Japan TEL 81-42-752-7222 FAX 81-42-752-7234

Representative

Outline of Operations

Established Number of Employees

Subscribed Capital Participation (%)

Shinichiro Komiya

Sales and services of construction equipment

March 13, 1967 1,890

¥950 million 100.0%

Noriyuki Sudo

Sale of used construction equipment

February 17, 1988 64

¥290 million 100.0%

Chikashi Shike

Rental of construction equipment and others

October 1, 2006 1,215

¥1,034 million 79.0%

Shuji Yamashita

Manufacture of diesel engines

November 15, 1993 243

¥1,400 million 50.0%

Mitsuru Ueno

Research and development of diesel engines

January 16, 1998 204

¥500 million 50.0%

Tadao Nakamura

Sale and service of industrial-use, railcar and marine engines as well as generators

January 8, 1985 60

¥50 million 100.0%

Yasuki Sato

Manufacture and sale of iron castings and steel castings

July 16, 1997 848

¥4,979 million 100.0%

Tsuyoshi Nakatani

Manufacture of cab and air conditioning equipment for construction equipment

September 15, 1918 326

¥300 million 100.0%

Shirou Ohi

Safety training center authorized by Labor Bureau of Japan

July 1, 1983 96

¥10 million 100.0%

Koji Tamura

Transportation, warehousing baling March 6, 1972 and packing services 559

Komatsu Used Equipment Corp. [KUEC] www.kuec.com 4th Floor, Iwasawa Bldg., 16-15, Kanagawa 2-chome, Kanagawa-ku, Yokohama-shi, Kanagawa 221-0045, Japan TEL 81-45-450-5567 FAX 81-45-450-5568

Komatsu Rental Ltd. 6th Floor, Iwasawa Bldg., 16-15, Kanagawa 2-chome, Kanagawa-ku, Yokohama-shi, Kanagawa 221-0045, Japan TEL 81-45-274-3337 FAX 81-45-274-4697

Komatsu Cummins Engine Co., Ltd. [KCEC] 400, Yokokurashinden, Oyama-shi, Tochigi 323-8558, Japan TEL 81-285-28-8380 FAX 81-285-28-8388

Industrial Power Alliance, Ltd. [IPA] www.ipalliance.co.jp 400, Yokokurashinden, Oyama-shi, Tochigi 323-8558, Japan TEL 81-285-28-8210 FAX 81-285-28-8218

Komatsu Diesel Co., Ltd. [KD] www.komatsu-kdl.com 2-3-6, Akasaka, Minato-ku, Tokyo 107-8414, Japan TEL 81-3-5561-3470 FAX 81-3-5561-3477

Komatsu Castex Ltd. [KCX] 1-3, Shimotago, Himi-shi, Toyama 935-8501, Japan TEL 81-766-91-1511 FAX 81-766-91-2411

Komatsu Cabtec Co., Ltd. 1166, Yakushi, Ryuoh-cho, Gamou-gun, Shiga 520-2551, Japan TEL 81-748-58-1154 FAX 81-748-58-1607

Komatsu Safety Training Center Ltd.

Subsidiaries and s

36

www.komatsu-kyoshujo.co.jp 6th Floor, Shin-Yokohama Business Center Bldg, 3-2-6, Shin-Yokohama, Kouhoku-ku, Yokohama-shi, Kanagawa 222-0033, Japan TEL 81-45-470-0631 FAX 81-45-470-0633

Komatsu Logistics Corp. www.btr-komatsu.co.jp/index-e.htm 8 Fl. Concurred Yokohama, 3-1, Kinko-Cho Kanagawa-ku, Yokohama-shi, Kanagawa, 221-8540, Japan TEL 81-45-450-7540 FAX 81-45-450-7546

¥1,080 million 100.0%

Subsidiaries and s

Americas Company Name [Abbreviated Name] URL / Address / TEL · FAX



Representative


David W. Grzelak

Manufacture and sale of February 17, 1970 construction and mining equipment 1,704 and supervision in the Americas

Darrem Wildman

Manufacture of diesel engines

November 1, 1993 47

— 50.0%

Peter Carter

Development, manufacture, and marketing of mining equipment management systems

October 1 , 1979 142

US$16 thousand 100.0%

Kiyotaka Tatsumikawa

Manufacture and sale of buckets, September 3, 1947 teeth, edges and adapters for 432 construction and mining equipment

John Pfisterer

Sale and service of construction and mining equipment

July 21, 1997 230

US$1 million 100.0%

Naoyuki Sakurai

Manufacture of construction equipment and steel castings

January 4, 1973 640

BRL73 million 100.0%

Komatsu America Corp. [KAC]

Cummins Komatsu Engine Company [CKEC] 800 East 3rd Street, Seymour, IN 47274, U.S.A. TEL 1-812-524-6693 FAX 1-812-524-6500

Modular Mining Systems, Inc. [MMS] www.mmsi.com 3289 E. Hemisphere Loop, Tucson, AZ 85706-5028, U.S.A. TEL 1-520-746-9127 FAX 1-520-806-3334

Hensley Industries, Inc. www.hensleyind.com 2108 Joe Field Road, P.O. Box 29779 Dallas, TX 75229, U.S.A. TEL 1-972-241-2321 FAX 1-972-406-6229

Komatsu Equipment Company www.komatsueq.com 2350 West 1500 South Salt Lake City, UT 84104 U.S.A. TEL 1-801-972-3660 FAX 1-801-975-1354

US$1,027 million 100.0%


Komatsu do Brasil Ltda. [KDB] www.komatsu.com.br Rodovia Indio Tibiriça, 2000 Guaió, Suzano, São Paulo, Brazil CEP 08655-000 TEL 55-11-4745-7000 FAX 55-11-4745-7027

Notes: 1.The table lists those companies which run business to have relations with Komatsu irrespective of Komatsu’s equity ownership. 2.Company and representative names are as of June 30, 2010 3.Number of employees and subscribed capital are as of March 31, 2010 4.The figure of participation(%) represents the percentage of voting stock (including indirect ownership by other Komatsu Group companies).

37 Subsidiaries and s

www.komatsuamerica.com Head Office 1701 W.Golf Rd. Rolling Meadows, IL 60008, U.S.A. TEL 1-847-437-5800 FAX 1-847-437-5814 Northern & Western Region 1701 W.Golf Rd. Rolling Meadows, IL 60008, U.S.A. TEL 1-847-437-5800 FAX 1-847-437-5814 Southern Region 100 Komatsu Drive, Cartersville, GA 30121, U.S.A. TEL 1-678-721-3400 FAX 1-678-721-3430 Chattanooga Manufacturing Operation 409 Signal Mountain Road, Chattanooga, TN 37405, U.S.A. TEL 1-423-267-1066 FAX 1-423-267-1131 Peoria Manufacturing Operation 2300 N. E Adams, Peoria, IL 61639, U.S.A. TEL 1-309-672-7000 FAX 1-309-672-7271 Newberry Manufacturing Operation 6416 South Carolina Hwy 219, Newberry, SC 29108, U.S.A. TEL 1-803-405-6500 FAX 1-803-405-6498 Master Parts Distribution Center 108 North Industrial Park, Ripley, TN 38063, U.S.A. TEL 1-731-635-6100 FAX 1-731-635-6702 Cartersville Training Center 100 komatsu Drive, Cartersville, GA 30121, U.S.A. TEL 1-678-721-3600 FAX 1-678-721-3660

Subsidiaries and s Construction and Mining Equipment Americas Company Name [Abbreviated Name] URL / Address / TEL · FAX

Sadao Akama

Manufacture of burning plates, September 2, 1996 sheet metal products and hydraulic 303 tubing for construction equipment

Seiichirou Minami

Sale of construction equipment

July 1, 1998 85

BRL27 million 100.0%

Jeffrey Dawes


May 17, 1999 620

US$13 million 81.8%

Representative




Akira Sugiki

Sale of construction and mining equipment and supervision in Europe

January 10, 1967 228

EUR45 million 100.0%

Peter J. Howe

Manufacture of construction equipment

December 9, 1985 297

GBP23 million 100.0%

Göksel Güner


July 1, 1989 568


Norbert H.H. Walther

Manufacture and sale of mining equipment

January 1, 1996 433

EUR5 million 100.0%

Yuji Shiratsuchi

Manufacture of sheet metal parts for construction equipment

March 29, 2004 81

CZK100 million 100.0%

Alberto Caletti

Sale and service of construction equipment

April 1, 2002 79

EUR4 million 100.0%

Komatsu Brasil International Ltda. [KBI] Av. Jornalista Paulo Zingg, 1298 Vila Jaragua, São Paulo, Brazil CEP 05157-030 TEL 55-11-3901-8000 FAX 55-11-3901-8020



Atommix Industria e Comercio Ltda. www.atommix.com.br Av. Getúlio Vargas, 256 Jardim Rincão, Aruja, São Paulo, Brazil CEP 07400-000 TEL 55-11-4655-3044 FAX 55-11-4655-4379


Representative

US$7 million 100.0%

Komatsu Cummins Chile Ltda. [KCC] www.kcl.cl Avenida Americo Vespucio, 0631 3rd Floor, Quilicura, Santiago, Chile TEL 56-2-655-7777 FAX 56-2-655-7784

Europe and CIS Company Name [Abbreviated Name] URL / Address / TEL · FAX

Komatsu Europe International N.V. [KEISA] www.komatsu.eu Mechelsesteenweg 586, B1800, Vilvoorde, Belgium TEL 32-2-255-2411 FAX 32-2-252-1981

Komatsu UK Ltd. [KUK] Durham Road, Birtley, Chester-le-Street, Co. Durham DH3 2QX, U.K. TEL 44-191-410-3155 FAX 44-191-492-4242

Komatsu Hanomag GmbH [KOHAG] Hanomag Strasse 9, D-30449 Hannover, TEL 49-511-4509-0 FAX 49-511-4509-185

Komatsu Mining GmbH [KMG] Buscherhofstrasse 10, D-40599 Düsseldorf, TEL 49-211-7109-0 FAX 49-211-7158-22

Stavmek s.r.o.

Subsidiaries and s

38

UI.5 Kvetna 1505, 295 01 Mnichovo Hradiste, Czech Republic TEL 420-326-340-700 FAX 420-326-771-021

Komatsu Italia S.p.A. [KIT] www.komatsuitalia.it Via Bergoncino 28, 36025 Noventa Vicentina VIC, Italy TEL 39-0444-780-411 FAX 39-0444-780-554

Subsidiaries and s

Europe and CIS Company Name [Abbreviated Name] URL / Address / TEL · FAX

Komatsu S.A.S [KFSA] 21 à 29 Rue du Clos Reine, 78410 Aubergenville, TEL 33-1-30-90-5100 FAX 33-1-30-90-3540

Representative




Marc Wilson



EUR5 million 100.0%

Toshio Miyake

Manufacture and sale of forestry equipment

December 31, 2003 284

SKR397 million 100.0%

Carsten Bo Andersen

Manufacture and sale of teeth and edges for construction and mining equipment

July 1, 1998 14


Hideyuki Takatsuki

Sale of construction and mining equipment


RUB5,301 million 100.0%

Yuri A. Tokaev

Manufacture of metal works for KRANEKS Machinerymade excavators

February 9, 1998 42

RUB24 million 50.0%

Yasuhisa Tsukamoto


February 7, 2008 86

RUB3,640 million 93.2%

Komatsu Forest AB [KFAB] www.komatsuforest.com Tegelbruksvågen, 1 SE-90704, Umeå, Sweden TEL 46-90-709-300 FAX 46-90-191-652

Komatsu KVX LLC www.kvx.no Orstadvegen 134, N-4353 Klepp stasjon, Norway TEL 47-51-78-5080 FAX 47-51-78-5081

Komatsu CIS, LLC [KCIS] www.komatsu.ru Head Office 1st Volokolamsky proezd, 10, 123060, Moscow, Russia TEL 7-495-982-3959 FAX 7-495-982-3952 Kuzbass Branch Gaydara str., 60, office 201, 653047, Kemerovo Region, Russia TEL 7-3846-6987-10 FAX 7-3846-6987-12 Khabarovsk Branch Petra Komarova str., 3, room 1, 680000, Khabarovsk, Russia TEL 7-4212-43-79-68/79/96 St. Petersburg Office Lomonosovskiy district, Volhonskoye shosse, 2A, 198323,Leningradsky Region, Russia TEL 7-812-44-999-07 FAX 7-812-44-999-08 Kazakhstan Office Bostandyksky Region, Dzhandosova Street, 1/1, 4th Floor, 050008, Almaty, Republic of Kazakhstan TEL 7-727-2584-555 FAX 7-727-2584-999

KRANEKS International Co., Ltd. m. Mineevo, Ivanovo 153007, Russia TEL 7-4932-35-71-69 FAX 7-4932-37-65-07

Komatsu Manufacturing Rus, LLC



www.komatsu.yar.ru Industrialnaya street, building 1, Nagornyi village Yaroslavl 150521, Russia TEL 7-4852-58-82-90 FAX 7-4852-58-82-91

Subsidiaries and s Construction and Mining Equipment Asia and Oceania Company Name [Abbreviated Name] URL / Address / TEL · FAX

Representative




Hitoshi Mozumi

Sale of construction and mining equipment

January 18, 1971 127

S$28 million 100.0%


August 24, 2005 53

US$5 million 100.0%

Bambang Haryanto

Manufacture and sale of construction equipment and castings

December 13, 1982 951

RP192,780 million 94.9%

Yasuyuki Hirashima

Manufacture and sale of crawler components and parts for construction equipment

November 9, 2000 126

US$8 million 100.0%

Akira Hashida

Manufacture of parts for construction equipment

January 20, 1992 326

US$15 million 63.3%

Akio Takeda

Manufacture and sale of parts of mining equipment

April 8, 2009 71

US$5 million 50.5%

Untung Kuslani

Sale of remanufacturing components

January 18, 2007 58

US$8 million 100.0%

Iman Nurwahyu

Sale of remanufacturing components

December 17, 1996 468

US$1 million 51.0%

Eiji Nakaoka

Manufacture and sale of construction equipment


THB620 million 74.8%

Komatsu Asia & Pacific Pte Ltd [KAP] www.komatsu.com.sg 1 Gul Avenue, Off Benoi Road, 629648 Singapore TEL 65-6861-2033 FAX 65-6861-3070

PT Komatsu Marketing and Indonesia [KMSI] Jakarta Office c/o PT United Tractors Tbk, JI. Raya Bekasi KM. 22 Cakung, Jakarta 13910, Indonesia Tadashi Maeda TEL 62-21-460-4290 FAX 62-21-460-5934 Balikpapan Center Main Office, 3rd Floor, JI. Mulawarman No. 22 Batakan–Balikpapan 76116, Kalimantan Timur, Indonesia TEL 62-542-750755 FAX 62-542-747566

PT Komatsu Indonesia [KI] www.komi.co.id Jalan Raya Cakung, Cilincing Km 4,Jakarta 14140, Indonesia TEL 62-21-440-0611 FAX 62-21-440-0615

PT Komatsu Undercarriage Indonesia [KUI] www.kui.co.id Jalan Jababeka XI Blok H-16, Cikarang Industrial Estate, Bekasi 17530, West Java, Indonesia TEL 62-21-893-7575 FAX 62-21-893-7676

PT Komatsu Forging Indonesia [KOFI] Jalan Jababeka XI Blok H-15, Jababeka Industrial Estate, Cikarang, Bekasi 17832, West Java, Indonesia TEL 62-21-893-4087 FAX 62-21-893-4104

PT Komatsu Patria Attachment [KPA] JI. Irian 4, Blok JJ-4-1 Kawasan Industri MM2100, Jatiwangi, Cikarang Barat-Bekasi 17520, Indonesia TEL 62-21-8998-3515 FAX 62-21-8998-3516

PT Komatsu Reman Indonesia [KRI] JI. Jawa Blok A-05 KBN, Cakung-Cilincing, Sukapura, Cilincing Jakarta Utara 14140, Indonesia TEL 62-21-4483-0707 FAX 62-21-4483-4507

PT KOMATSU REMANUFACTURING ASIA [KRA]

Subsidiaries and s

40

JI. Jend. Sudirman 844, Balikpapan 76114, Kalimantan Timur, Indonesia TEL 62-542-760110 FAX 62-542-764344

Bangkok Komatsu Co., Ltd. [BKC] Amatanakorn Industrial Estate No. 700/21 Moo 5, BangnaTrad Road, T. Klongtamru, A. Muang, Chonburi 20000, Thailand TEL 66-38-214780/6 FAX 66-38-214771/2

Subsidiaries and s

Asia and Oceania Company Name [Abbreviated Name] URL / Address / TEL · FAX

Representative




Akihiko Nakazawa


April 1, 2010 358


Shinichi Onishi

Parts distribution in South East Asia (excluding Indonesia and Philippine)

January 5, 2010 35


Toshio Kubo

Manufacture of parts of cab for construction equipment

March 4, 2005 135


Tetsuhito Takahashi

Manufacture and sale of cast iron parts for forklift trucks and construction equipment

December 22, 1989 242


S. Subramanian

Manufacture and sale of construction equipment


INR1,200 million 50.0%

Koji Yamada

January 1, 2006 Manufacture, sale and service of construction and mining equipment 178

INR4,645 million 100.0%

William Pike


A$21 million 60.0%

Bangkok Komatsu Sales Co., Ltd. 54 Moo 2 Bangna-Trad Highway Km.22 Srisajorakhaeyai Bangsaothong Samutpprakam 10540, Thailand TEL 66-2-740-1500-19 FAX 66-2-740-1531-2

Komatsu Parts Asia Co., Ltd. Amatanakorn Industrial Estate, 700/21 Moo 5, BangnaTrad Road, T. Klongtamru, A. Muang, Chonburi 20000, Thailand TEL 66-0-38-465824-29 FAX 66-0-38-465830

CABTEC THAI Co., Ltd. 23/3 Moo 9 T.Bangpai A.Muang Chachoengsao 24000, Thailand TEL 66-38-58-4408 FAX 66-38-58-4417

Bangkok Komatsu Industries Co., Ltd. [BKI] 700/25 Moo 5 Amata Nakorn Industrial Estate, Sukhumvit Rd., Klongtumru, Sub-Dt., Muang Dt., Chonburi 20000, Thailand TEL 66-38-21-3055 FAX 66-38-21-3059

L&T-Komatsu Limited [LTK] Bellary Road, Byatarayanapura, Bangalore-560 092, India TEL 91-80-2216-5100 FAX 91-80-2363-6065

Komatsu India Pvt. Ltd. [KIPL] Head Office/Chennai Plant Plot No. A-1, Sipcot Industrial Growth Center, Oragadam, Sriperumbudur Talak, Kanchpuram District, Tamil Nadu 602 105, India TEL 91-44-2715-5000 FAX 91-44-2715-5085 Bangalore Branch Office Pride Quadra 1st Floor, No. 30, Bellary Road, Hebbal, Bangalore 560 024, India TEL 91-80-2355-6021 FAX 91-80-2355-6020

Komatsu Australia Pty. Ltd. [KAL]


October 1, 1991 1,400


www.komatsu.com.au Level 1, 2 Richardson Place Riverside Corporate Park, NORTH RYDE NSW 2113, Australia TEL 61-2-9795-8222 FAX 61-2-9795-8244

Subsidiaries and s Construction and Mining Equipment China Company Name [Abbreviated Name] URL / Address / TEL · FAX

Representative




Ziguang Wang

Sale of construction and mining equipment and supervision in China


US$135 million 100.0%

Masatoshi Nakamura


May 15, 1995 423

US$41 million 85.0%

Motoshige Saitou

Manufacture and sale of iron castings


US$24 million 95.6%

Tsugunori Yamamoto


July 18, 1995 546

US$21 million 60.0%

Kiyotaka Tatsumikawa

Manufacture and sale of buckets April 30, 2004 teeth and adapters for construction 434 equipment

US$6 million 55.0%

Takashi Masunaga

Manufacture and sale of generators

June 14, 2004 44

RMB3 million 100.0%

Yoshio Yoshino

Manufacture of hydraulic equipment

June 24, 2004 108

RMB68 million 100.0%

Masaru Setoguchi

Manufacture and sale of crawler components of construction equipment

October 29, 2007 175

¥4,800 million 75.0%

Hiroki Inada

Manufacture and sale of steel castings (Scheduled to launch production in 2011)



Komatsu (China) Ltd. [KC] www.komatsu.com.cn Head Office 33 Floor, HSBC Tower, 1000 Lujiazui Ring Road, Pudong New Area, Shanghai, 200120, China TEL 86-21-6841-4567 FAX 86-21-6841-0250 Komatsu (China) Training Center No. 17 Hengshan Road, New & High-technology & Industrial Development Zone, Changzhou, Jiangsu 213022, China TEL 86-519-511-0818 FAX 86-519-511-2828

Komatsu (Changzhou) Construction Machinery Corp. [KCCM] No. 17 Hengshan Road, New & High-technology & Industrial Development Zone, Changzhou, Jiangsu 213022, China TEL 86-519-8511-3888 FAX 86-519-8510-0202

Komatsu (Changzhou) Foundry Corp. [KCF] Changzhou South-East Economic Development District, Jiangsu 213018, China TEL 86-519-8825-9933 FAX 86-519-8882-8168

Komatsu Shantui Construction Machinery Co., Ltd. [KSC] No.69 Wutaizha East Road Jining, Shandong 272023, China TEL 86-537-236-3019 FAX 86-537-236-0832

Hensley Lingfeng Co., Ltd.

Industrial Zone, He Hua Bridge, Yunlong Town, Ningbo, Zhejiang 315135, China TEL 86-574-8847-4588 FAX 86-574-8834-5728

Komatsu Power Generation Systems (Shanghai) Ltd. www.kpgs.com.cn/en 39 Dong Xing Road, Songjiang Industrial Area, Shanghai 201613, China TEL 86-21-6774-2156 FAX 86-21-6774-2157

Komatsu Hydraulics Manufacturing Co., Ltd. [KHM]

No.8 Jiada Road Jining High Newly Area, Shandong, China TEL 86-537-236-3802 FAX 86-537-232-9999

Komatsu Undercarriage China Corp. No.9 Qunying Rd., Jining High Newly Area, Shandong 272073, China TEL 86-537-231-8886 FAX 86-537-239-8886

Subsidiaries and s

42

Komatsu (Shandong) Cast Steel Co., Ltd No.1888 Shixian Road Jining High Newly Area,Shandong,China TEL 86-537-271-0626 FAX 86-537-271-0605

Subsidiaries and s

Middle East and Africa Company Name [Abbreviated Name] Address / TEL · FAX

Representative




Michael A. Blom



ZAR1 thousand 80.0%

Toshikazu Karasawa


January 1, 1999 60

DH2 million 100.0%

Komatsu Southern Africa (Pty) Ltd. [KSAf]

Corner Diesel & Isando Roads, Isando 1600, Republic of South Africa TEL 27-11-923-1000 FAX 27-11-923-1335

Komatsu Middle East FZE [KME] Head Office P.O. Box 61037, Jebel Ali Freezone, Dubai, U.A.E. TEL 971-4-8865511 FAX 971-4-8865510 Istanbul Office Zeytinoglu Cad. Sari Konaklar Is Merkezi No.6 C-Blok K.2 D.13 34335 Akatlar, Istanbul, Turkey TEL 90-212-352-4020 FAX 90-212-352-4023 Cairo Liaison Office Podium Bldg., 3rd Floor, 1191 Korniech Al-Nil, World Trade Center Cairo. Cairo, Egypt TEL 20-2-2579-5424 FAX 20-2-2575-2283 Islamabad Office House No.263, Street No.5, F-10/3, Islamabad, Pakistan TEL 92-51-229-0878 FAX 92-51-229-0879 Saudi Arabia Office c/o: A.S. Bugshan & Bros., P.O.Box: 3329, Makkah Road Kilo 3, Jeddah 21471, Saudi Arabia TEL 966-2680-7579 FAX 966-2680-7113


Subsidiaries and s

43

Subsidiaries and s Utility Equipment

(Compact Machines)

Japan Company Name [Abbreviated Name] URL / Address / TEL · FAX

Representative




Susumu Isoda

Manufacture of forklift trucks and compact machines

February 13, 1948 903

¥13,033 million 100.0%

Shinya Isoda

Sale and service of forklift trucks

January 16, 1973 1,773

¥500 million 100.0%

Representative




Akira Yamakawa


May 13, 1976 174


Representative




Enrico Prandini


November 25, 1996 438

EUR6 million 100.0%

Representative





—

—

Tetsuya Ishikawa

Sale, service and rental of forklift trucks

March, 1998 238

A$56,040 thousand 100.0%

Representative




Tetsuro Kajiya

Manufacture of compact machines August, 2004 and forklift trucks 254



—

Komatsu Utility Co., Ltd. [KU] www.komatsu-utility.co.jp/eng/ 110, Yokokura shinden, Oyama-shi, Tochigi 323-8567, Japan TEL 81-285-28-8566 FAX 81-285-28-8732

Komatsu Forklift Japan Ltd. www.lift.co.jp 2-8-1, Minami-Ooi, Shinagawa-ku, Tokyo 140-0013, Japan TEL 81-3-3764-7770 FAX 81-3-3764-1963


Komatsu Forklift U.S.A., LLC [KFI] www.kfiusa.com 1701 W. Golf Rd. Tower One, Rolling Meadows, IL60008, U.S.A. TEL 1-847-437-5800 FAX 1-847-437-1854

Europe Company Name [Abbreviated Name] Address / TEL · FAX

Komatsu Utility Europe S.p.A. [KUE] Via Atheste 4, 35042 Este (PD), Italy TEL 39-0429-616-111 FAX 39-0429-601-000

Asia and Oceania Company Name [Abbreviated Name] URL / Address / TEL · FAX

Komatsu Asia & Pacific Pte Ltd. [KAP] Forklift Division 1 Gul Avenue, Off Benoi Road, 629648 Singapore TEL 65-6861-2033 FAX 65-6861-3070

— (See page 40.)

Komatsu Forklift Australia Pty Ltd.

Subsidiaries and s

44

www.redaustralia.com.au 7 Welder Road, Seven Hills, NSW 2147, Australia TEL 61-2-8801-2100 FAX 61-2-9674-2156

China Company Name [Abbreviated Name] URL / Address / TEL · FAX

Komatsu Utility (China) Machine Co., Ltd. [KUC] 2199 Chong Wen Da Dao, Jining, Shandong, China TEL 86-537-3166-668 FAX 86-537-3166-669

Komatsu (China) Ltd. [KC] Forklift Division 33 Floor, HSBC Tower, 1000 Lujiazui Ring Road, Pudong New Area, Shanghai, 200120, China TEL 86-21-6841-4567 FAX 86-21-6841-0250

— (See page 42.)

—

Subsidiaries and s

Industrial Machinery Japan Company Name [Abbreviated Name] URL / Address / TEL · FAX

Representative

Komatsu Industries Corporation



May 13, 1994 Manufacture, sale and service of presses and sheet-metal machines 314

¥990 million 100.0%

Hitoshi Sasaki

Manufacture, sale and service of machine tools and semiconductor material processing equipment

May 13, 1994 282

¥600 million 100.0%

Hiroyuki Horii

Manufacture, sale and service of machine tools and others

July 1, 1945 663

¥6,014 million 100.0%

System engineering for production, ordered design manufacturing, mechatronics services

October 15, 1976 307

¥140 million 100.0%

www.komatsusanki.co.jp/en/ Tadashi Okada 1-1, Onomachi-shinmachi, Kanazawa-shi, Ishikawa 920-0225, Japan TEL 81-76-293-4201 FAX 81-76-293-4351

Komatsu Machinery Corporation www.komatsu-machinery.co.jp 23, Tsu, Futsu-machi, Komatsu-shi, Ishikawa 923-0392, Japan TEL 81-761-43-1132 FAX 81-761-43-0966


Komatsu NTC Ltd. [NTC] www.komatsu-ntc.com Omori Bellport Building B, 8th Floor 26-2, Minami-Ohi 6-chome, Shinagawa-ku, Tokyo 140-8571, Japan TEL 81-3-5471-7701 FAX 81-3-5471-7711

Komatsu Engineering Corp. [KEG] 13Fl, Parale Mitsui Bldg, 8, Higashida-Cho, Kawasaki-Ku, Kawasaki Toshihisa Naruse City, Kanagawa, 210-8501, Japan TEL 81-44-382-0030 FAX 81-44-382-0035

KELK Ltd. [KELK] www.kelk.co.jp 3-25-1, Shinomiya, Hiratsuka-shi, Kanagawa 254-8543, Japan TEL 81-463-22-8724 FAX 81-463-23-3692

Satomi Nashiwa

Manufacture and sale of thermoNovember 1, 1966 electric modules and temperature159 control equipment

Representative




—

Sale and service of presses and sheet-metal machines

—

—

Kenichi Fumoto

Sale and service of machine tools and industrial machinery

June 18, 1984 29

US$2,500 thousand 100.0%

Representative




Shinji Kume


December 5, 1969 8

EUR1,500 thousand 100.0%

Kazuo Okamoto


August 19, 1992 3

EUR102 thousand 100.0%

¥390 million 100.0%


Komatsu America Corp. [KAC]

(See page 37.)

NTC AMERICA Corporation www.ntcamerica.com 46605 Magellan Drive Novi, MI 48377, U.S.A. TEL 1-248-560-1200 FAX 1-248-560-0215

Europe Company Name [Abbreviated Name] URL / Address / TEL · FAX

Komatsu Industries Europe GmbH [KIE] www.komatsu-industries.de Eisenstrasse 3, 65428 Rüsselsheim, TEL 49-6142-8206-0 FAX 49-6142-82061-0

NIPPEI TOYAMA EUROPE GmbH www.ntceurope.de Eisenstrasse 3, 65428 Rüsselsheim, TEL 49-6142-79660-0 FAX 49-6142-82061-0



www.komatsupress.com Industrial Machinery Division Head Office, PT Division 1701w Golf Rd. Rolling Meadows, IL 60008, U.S.A. TEL 1-847-437-3888 FAX 1-847-437-1811 LSP Division 14095 Farmington Road, Livonia, Ml 48154-5455, U.S.A. TEL 1-734-458-9556 FAX 1-734-458-9548 MT Division 46605 Magellan Drive Novi, MI 48377, U.S.A. TEL 1-248-560-1270 FAX 1-248-560-1288

Subsidiaries and s Industrial Machinery Asia Company Name [Abbreviated Name] Address / TEL · FAX

Komatsu India Pvt. Ltd. [KIPL] Industrial Machinery Division Bestech Central Square, Sector 57, Sushant Lok II, Gurgaon 122002, India TEL 91-124-419-6900 FAX 91-124-419-6910

Komatsu Industries (Thailand) Co., Ltd. [KITH] Bangna-Trad Road, KM22, Bangsaothong, Samutprakarn 10540, Thailand TEL 66-2-740-1850 FAX 66-2-740-1851

Representative




—


—

—

Masahide Sunata


January 1, 2006 36

THB14 million 90.6%

Mitsugu Hayashi


February 19, 2004 8

THB2 million 49.0%

Shouji Ishida


June 19, 2007 10

INR10 million 100.0%

Representative




Sale and service of presses, sheet-metal and machine tools machines

January 1, 2004 72


Syuusou Kanaya

Manufacture and sale of machine tools machines

March 18, 1996 507

¥2,499 million 58.0%

Hideo Gouhara


June 30, 2003 19

US$1,650 thousand 100.0%

Takeshirou Miyazaki


May 8, 2007 7

¥180 million 100.0%

(See page 41.)

NIPPEI TOYAMA (THAILAND) Co., Ltd. Kulab Building 5th floor A4, 12/555 Bangna-Trad Road, KM. 5.5, Bangkaew, Bangplee, Samutprakarn 10540, Thailand TEL 66-2-316-1178 FAX 66-2-743-0707

Nippei Toyama India Private Limited Plot No. A-64, H-Block, Midc Pimpri, Pune-411 018, India TEL 91-20-2748-0587 FAX 91-20-2748-0588

China Company Name URL / Address / TEL · FAX

Komatsu Industries (Shanghai) Ltd. www.komatsusanki.com Shanghai Office Rm. 1109, Ruijin Building, No. 205 Maoming Road, Shanghai 200020, China Takeshi Asada TEL 86-21-6472-0909 FAX 86-21-6473-9773 Guangzhou Office Room2502, South Tower, Guangzhou World Trade Complex No.371375, Huai Shi Dong Road, Guangzhou, China TEL 86-20-8777-9163 FAX 86-20-8778-1938

YIDA NIPPEI MACHINE TOOL Corporation www.ync-china.com 11 Software Garden Road, Ganjingzi District, Dalian, China TEL 86-411-8467-6529 FAX 86-411-8469-5268

NIPPEI TOYAMA SHANGHAI TRADING Co., Ltd.

46

Room No. 1105 Tomson Financial Building, 710 Dongfang Road, Pudong, Shanghai, China TEL 86-21-5830-3721 FAX 86-21-5830-3723

Subsidiaries and s

NTC (Changzhou) Semiconductor Equipment Co., Ltd. Industrial Park, 279-10, Huanghe(w) Road, Xuejia Town, Xinbei District, Changzhou, Jiangsu, China TEL 86-519-8595-0701 FAX 86-519-8595-0709

Subsidiaries and s

Finance Japan Company Name [Abbreviated Name] URL / Address / TEL · FAX

Representative




Teruo Takahashi

Retail financing of construction equipment

January 27, 1987 28

¥1,770 million 100.0%

Representative




Gary Kasbeer

Financing within the Komatsu Group and fundraising

March 18, 1996 —


Ben Norris

Retail financing of construction and mining equipment

November 1, 1991 47

— 100.0%

Eduardo Bennett O.




Representative




Michel Martens

Financial coordination for European November 1, 1989 subsidiaries 18

Michel Martens


July 28, 2005 22


Representative




Yoshinori Maeda


October 1, 2005 17


Akihiko Tamura


May 19, 2005 8

US$24 million 50.0%

Kengo Kagawa


April 3, 1995 14

A$49 million 60.0%

Masahiko Kanagawa

Retail financing of construction equipment

May 24, 2007 15


Komatsu Business Ltd. [KBS] www.komatsu-bs.com 2-3-6, Akasaka, Minato-ku, Tokyo 107-8414, Japan TEL 81-3-5561-2858 FAX 81-3-3584-3982


Komatsu Finance America Inc. [KFA] 1701 W. Golf Rd. Rolling Meadows, IL 60008, U.S.A. TEL 1-847-437-5800 FAX 1-847-437-7097

Komatsu Financial Limited Partnership [KFLP] 1701 W.Golf Rd. Rolling Meadows, IL 60008, U.S.A. TEL 1-847-437-3330 FAX 1-847-437-3069

Komatsu Cummins Chile Arrienda S.A. [KCCA] www.cummins.cl/KomatsuArrienda/ Panamericana Norte, Kilometer 22 1/2, Lampa, Santiago, Chile TEL 56-2-979-9200 FAX 56-2-979-9245

Europe Company Name [Abbreviated Name] Address / TEL · FAX

Komatsu Europe Coordination Center N.V. [KECC] Mechelsesteenweg 586, B1800 Vilvoorde, Belgium TEL 32-2-255-2411 FAX 32-2-255-2535

Komatsu Financial Europe N.V. [KFE] Mechelsesteenweg 586, B1800 Vilvoorde, Belgium TEL 32-2-255-2532 FAX 32-2-255-2537


Asia, Oceania and China

Komatsu Bangkok Leasing Co., Ltd. [KBL] 54 Moo 2 Bangna-Trad Road Km.22 T.Srisajorakhaeyai, Bangsaothong Samutprakarn 10540, Thailand TEL 66-2-740-1565 FAX 66-2-740-1566

PT Komatsu Astra Finance [KAF] Menara FIF 10th floor suite 101 JI TB Simatupang Kav 15, Lebak Bulus, Cilandak Barat, Jakarta Selatan 12440, Indonesia TEL 62-21-7591-6848 FAX 62-21-7591-6849

Komatsu Australia Corporate Finance Pty. Ltd. [KACF] Suite 2, Level 1, 2 Richardson Place, North Ryde, NSW 2113, Australia TEL 61-2-8962-8602 FAX 61-2-8962-8699

Komatsu Financial Leasing China Ltd. [KFLC] 32 Floor, HSBC Tower, 1000 Lujiazui Ring Road, Pudong New Area, Shanghai, 200120, China TEL 86-21-6841-4567 FAX 86-21-6841-0372



Company Name [Abbreviated Name] Address / TEL · FAX

Subsidiaries and s Others Japan Company Name [Abbreviated Name] URL / Address / TEL · FAX

Komatsu Tokki Corporation 2-3-6, Akasaka, Minato-ku, Tokyo 107-8414, Japan TEL 81-3-3568-7021 FAX 81-3-3568-7023

Representative




Keisuke Kakuno

Field services for vehicles and equipment of the Ministry of Defense, Japan

October 2, 1989 63

¥30 million 100.0%

Yasuo Kimura

Lease, rental, and sale of commercial-use prefabricated structures for businesses; and contracts to design and carry out general construction work

October 1, 1969 236

¥1,436 million 100.0%

Kingoro Fudetani

Publication service for public relations, sales, parts, service and training purpose in different media, such as print, CD-ROM and online publication, Temporary employment agency, Real estate business, construction and insurance agency

March 1, 1972 269

¥160 million 100.0%

Yuji Watanabe

Manufacture and sale of excimer lasers

August 1, 2000 301

¥5,000 million 50.0%

Komatsu House Ltd. 7FL, Keihin Higashi-Oi Bldg, 2-13-8, Higashi-Oi, Shinagawaku, Tokyo 140-0011, Japan TEL 81-3-5762-0911 FAX 81-3-5762-0929

Komatsu General Services Ltd. [KGS] 2-3-6, Akasaka, Minato-ku, Tokyo 107-8414, Japan TEL 81-3-5561-4780 FAX 81-3-5561-3454

GIGAPHOTON INC. [GPI] www.gigaphoton.com 400 Yokokurashinden, Oyama-shi, Tochigi 323-8558, Japan TEL 81-285-28-8410 FAX 81-285-28-8439


Subsidiaries and s

48

Directory (As of June 30, 2010)

Address

TEL

2-3-6, Akasaka, Minato-ku, Tokyo 107-8414, Japan General Affairs Corporate Communications

81-3-5561-2609 81-3-5561-2616

Awazu Plant

23, Tsu, Futsu-machi, Komatsu-shi, Ishikawa 923-0392, Japan

81-761-43-4711

Kanazawa Plant

1-1, Onomachi-Shinmachi, Kanazawa-shi, Ishikawa 920-0225, Japan

81-76-237-2200

Osaka Plant

3-1-1, Ueno, Hirakata-shi, Osaka 573-1011, Japan

81-72-840-6102

Rokko Plant

4-6, Kouyoucho-nishi, Higashinada-ku, Kobe-shi, Hyogo 658-0033, Japan

81-78-855-0127

Ibaraki Plant

163-46, Nagasuna, Hitachinaka-shi, Ibaraki 312-0004, Japan

81-29-265-2370

Shonan Plant

3-25-1, Shinomiya, Hiratsuka-shi, Kanagawa 254-8555, Japan

81-463-22-8415

Oyama Plant

400, Yokokura shinden, Oyama-shi, Tochigi 323-8558, Japan

81-285-28-8111

Koriyama Plant

1-1, Machiikedai, Koriyama-shi, Fukushima 963-0215, Japan

81-24-959-3955

Research Division

1200, Manda, Hiratsuka-shi, Kanagawa 254-8567, Japan

81-463-35-9206

Techno Center

697, Tokunaga, Izu-shi, Shizuoka 410-2506, Japan

81-558-83-2930

Address

TEL

Mexico Office

Carr. Miguel Aleman Km. 15.5, Apodaca, N.L., C.P.66600 Mexico

52-81-8220-3100

Panama Office

Ocean Business Plaza #2304, Ave. Aquilino De La Guardia y Calle 47, P.O. Box 0831-01086, Panama, Republic of Panama

507-282-0170

Bangkok Office

Amatanakorn Industrial Estate, 700/21 Moo 5, Bangna-Trad Road, T. Klongtamru, A. Muang, Chonburi 20000, Thailand

66-0-38-465824-29

Hanoi Office

204, V-Tower, 649 Kim Ma, Ba Dinh District, Hanoi, Vietnam

84-4-7664717

Manila Office

Unit W-3301B West Tower, Philippine Stock Exchange Center, Exchange Road, 1605 Ortigas Center, Pasig City, Philippines

63-2-667-3294

49

Yangon Office

Unit 304, International Business Center, No.88 Pyay Road, 6 1/2 Miles, Hlaing Township, Yangon, Myanmar

95-1-651511

Kuala Lumpur Office

c/o UMW Corporation sdn, Bhd, Jalan Utas 15/7, P.O.Box 7052, 40915 Shah Alam, Selangor Darul Ehsan, Malaysia

60-3-5510-1308

Directory

Head office and domestic plants

Nairobi Office

Victoria Towers, 6th Floor, Kilimanjaro Avenue, Upper Hill, P.O.Box 13573, Nairobi 00800, Kenya

254-20-2714066

Alger Office

Zone Industrielle voie C No 212 Rouiba Alger, Algeria

213-21-81-47-67

Islamabad Office

#314, Street 16, F-10/2, Islamabad, Pakistan

92-51-2290878

Head Office

Overseas offices

Company History

1917: Jan. T akeuchi Mining Industry (founded in 1894) established Komatsu Iron Works to manufacture machine tools and mining equipment for in-house use. 1921: May Komatsu Iron Works separated from Takeuchi Mining Industry to become Komatsu Ltd. 1 924: – Komatsu built its first press, a 450-ton sheet-forming press. 1931: Oct. Produced Japan’s first crawler-type farm tractor. 1935: Oct. Began production of high-grade castings and special steel materials after years of research. 1938: Mar. Established the Awazu Plant. 1941: Nov. Began production of large hydraulic presses. 1943: Jan. Produced the Komatsu Model 1 Ground Leveling Machine (the prototype of Japan’s bulldozers). Dec. Completed construction of a large press-assembly shop at the Komatsu Plant. 1 947: Dec. Introduced the D50 bulldozer. 1948: Feb. Began production of diesel engines. 1 951: Aug. Relocated head office from Ishikawa (Komatsu City) to Tokyo. 1952: Oct. Opened the Osaka Plant. Oct. Began production of motor graders. Dec. Established the Kawasaki and Himi plants following the acquisitions of Ikegai Automobile Manufacturing Company and Chuetsu Electro Chemical Co., Ltd., respectively. 1 953: Jan. Began production of forklift trucks. Nov. Began production of dump trucks and special-purpose vehicles. 1954: Mar. Began production of shell-mold precision castings.

Company History

50

1955: Jan. Exported motor graders to Argentina (Komatsu’s first export of construction equipment). Aug. Exported 400-ton multipurpose hydraulic presses to Argentina (Komatsu’s first export of presses). 1956: Sep. Began production of shovel loaders. 1958: Sep. Signed a technical assistance agreement with India’s Ministry of Defense to locally manufacture tractors. 1961: Sep. Introduced the company-wide quality control (QC) program. Nov. Signed a technology tie-up agreement for diesel engines with Cummins Engine Co., Inc. of the United States. 1962: Dec. Opened the Oyama Plant. 1963: Jan. Entered technology license tie-up with Bucyrus-Erie of the United States concerning hydraulic excavators (terminated in March 1981). 1964: – Opened Komatsu’s first overseas liaison office in India. Nov. Received the Deming Prize for quality control. Dec. Reached agreement for a t venture with International Harvester of the United States (terminated in January 1982). 1965: – Began production of wheel loaders.

1966: Mar. Completed construction of the present Tokyo Head Office (Komatsu Building). 1967: Jan. Established N.V. Komatsu Europe S.A., Komatsu’s first overseas subsidiary in Belgium. 1968: Oct. Began production of hydraulic excavators. Dec. Completed construction of an integrated production facility for diesel engines at the Oyama Plant. 1 970: Feb. 1971: Jan. 1972: Dec. 1973: Apr. 1974: Sep.

Established Komatsu America Corp. in the United States. Established Komatsu Singapore Pte Ltd. in Singapore. Launched the business of small presses. Completed construction of the Himi Plant for steel castings. Established Dina Komatsu Nacional S.A. de C.V. in Mexico.

1975: Apr. Komatsu do Brasil Ltda. produced the D50A bulldozer, marking Komatsu’s first offshore production of construction equipment. 1977: Oct. Marketed the small-diameter pipe jacking system. 1 978: Dec. Established Komatsu Australia Pty., Ltd. in Australia. 1980: Jul. Developed a super-large combination press line. 1981: Nov. Received the Japan Quality Control Prize. 1982: Dec. Established PT Komatsu Indonesia (production began in 1983) in Indonesia. 1984: Mar. Introduced laser machines on the market. 1985: Feb. Established Komatsu America Manufacturing Corp. in the United States. Aug. Established Komatsu America Industries LLC in the United States. Dec. Established Komatsu UK Ltd. in the United Kingdom. 1986: Aug. Established Komatsu Industries Europe GmbH in . 1988: Sep. Established Komatsu Dresser Company in the United States. 1989: Jul. Equity participation in Hanomag AG of . Dec. Established Komatsu Europe International N.V. in Belgium to coordi-nate and expand Komatsu’s operations in Europe. 1990: Dec. Completed construction of a leading-edge FA facility for hydraulic equipment at the Oyama Plant. Dec. Completed construction of a leading-edge FA facility for hydraulic excavator assembly at the Osaka Plant. 1991: Mar. Introduced a new corporate brand logotype and issued a corporate policy statement. Oct. Established NS Komatsu Pty. Ltd. in Australia (renamed Komatsu Australia Pty. Ltd. in June 2001). Nov. Completed construction of casting plant at PT Komatsu Indonesia. Nov. Equity participation in Fai S.p.A. in Italy. 1993: Sep. Established Applied Komatsu Technologies, Inc., a t venture to produce LCD manufacturing systems, with Applied Materials, Inc. of the United States (sold to Applied Materials in October 1999). Oct. Established Komatsu Cummins Engine Co., Ltd. and Cummins Komatsu Engine Company.

Company History

2 003: Oct. Established Komatsu Forklift (Shanghai) Co., Ltd. 2004: Jan. Acquiring Partek Forest AB in Sweden (renamed Komatsu Forest AB). Jan. Established Komatsu Industries (Shanghai) Ltd. Apr. Established Hensley Lingfeng Co., Ltd. Jun. Established Komatsu Zenoah (Shandong) Machine Co., Ltd. (renamed Komatsu Hydraulics Manufacturing Co., Ltd. in November 2007). Jun. Established Komatsu Power Generation Systems (Shanghai) Ltd. Aug. Established Komatsu Forklift Manufacturing (China) Co., Ltd. (renamed Komatsu Utility (China) Machine Co., Ltd. in November 2007). Sep. Established PT Pandu Dayatama Patria. 2005: Jul. Sold polysilicon business (ASiMI) to SGS Holdings Inc., the U.S. subsidiary of the Norwegian company Renewable Energy Corporation. Oct. Developed the engine technology “ecot3” compliant to Tier III emission standards. 2006: Oct. Sold out 51% of Komatsu Electronic Metal’s stock to SUMCO CORPORATION. 2007: Jan. Completed the construction of three new plants, i.e. Ibaraki Plant, Kanazawa Plant (both in Japan) and Chennai Plant (in India). Apr. Integrated Komatsu Forklift Co., Ltd. and Komatsu Zenoah into new Komatsu Utility Co., Ltd. Oct. Established Komatsu Undercarriage China Corp. 2008: Feb. Established Komatsu Manufacturing Rus, LLC in Russia. Mar. Made NIPPEI TOYAMA Corporation (renamed Komatsu NTC Ltd. in October 2008) a wholly owned subsidiary. Jun. Introduced hybrid hydraulic excavator. Dec. Began operation of the autonomous haulage systems at the mine of Rio Tinto in Australia. 2009: Apr. Reorganized Japanese sales and service structure for construction equipment and established Komatsu Construction Equipment Sales and Service Japan Ltd. Nov. Executed a basic agreement to tly advance the Bio Diesel Fuel Pilot Project in Indonesia with PT Adaro Energy Tbk and PT United Tractors Tbk.

51 Company History

1994: Jan. Established Komatsu Huanan Ltd. Jun. Established Komatsu Industries Corporation and Komatsu Machinery Corporation. Aug. Completed construction of a transmission assembly plant at the Awazu Plant. 1995: Mar. Established Komatsu Saigon Co., Ltd. May Established Komatsu Changlin Construction Machinery Co., Ltd. (renamed Komatsu (Changzhou) Construction Machinery Corporation in November 2000). May Hanomag AG renamed Komatsu Hanomag AG. Aug. Established Komatsu Shantui Construction Machinery Co., Ltd. Sep. Established Komatsu Changlin Foundry Corporation (renamed Komatsu (Changzhou) Foundry Corporation in November 2000). Sep. Established FKI Fai Komatsu Industries S.p.A. (renamed Komatsu Utility Europe S.p.A. in June 2000). Oct. Concluded the sales and service agency contract for laser cutting machines with TRUMPF GmbH+Co. KG of . Nov. Established Bangkok Komatsu Co., Ltd. 1996: Jan. Komatsu Dresser Company renamed Komatsu America International Company. (renamed Komatsu America Corp. in April 2002) Jan. Established Demag Komatsu GmbH (renamed Komatsu Mining GmbH in February 1999). Mar. Established Komatsu (Shanghai) Ltd. Jul. Established Komatsu Asia & Pacific Pte Ltd. 1997: Feb. Established Komatsu Southern Africa (Pty) Ltd. Apr. Established Komatsu Mining Systems, Inc. in the United States. Jul. Established Komatsu Utility Corporation in the United States. 1998: Jan. Established Industrial Power Alliance Ltd. in Japan. 1999: Jan. Established Komatsu Middle East FZE. in U.A.E. Apr. Integrated Komatsu MEC Corp. and Komatsu EST Corp. May Established Komatsu Cummins Chile Ltda. 2000: Feb. Agreed to establish global collaboration with the Linde Group of in the manufacture and sale of forklift trucks and related products. Apr. Agreed to extend the existing tie-up in the sheet metal machine business on more of an international basis with TRUMPF GmbH+Co. KG of . Aug. Established GIGAPHOTON INC. Dec. Acquired Hensley Industries, Inc., a construction and mining equipment component maker of the united states. Dec. Decided to establish PT Komatsu Undercarriage Indonesia to manufacture components for construction equipment crawlers. 2001: Jan. Established Komatsu (China) Ltd. 2002: Jan. Founded "Newberry Manufacturing Operation,"a facility for utility equipment, in the United States. Mar. Five plants in Japan achieved "Zero Emission." Apr. Established Komatsu Italia S.p.A. Apr. Signed a letter of intent with Volvo Construction Equipment for the production of wheel loader cabs for Komatsu. Oct. Komatsu Forklift and Komatsu Zenoah transformed into wholly owned subsidiaries. Oct. Reached a basic agreement with Hitachi Construction Machinery for collaboration in production and procurement of construction and mining equipment.

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HEFA100740

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